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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 12 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 CACI CACI INTL INC Technology 942.0 $512K 0.02% +35.0 +3.9% $543.87 -10.5%
222 NTRS NORTHERN TR CORP Financial Services 3,648.0 $509K 0.02% +92.0 +2.6% $139.57 +17.7%
223 BXSL BLACKSTONE SECD LENDING FD Financial Services 21,487.0 $509K 0.02% +2K +9.8% $23.69 +1.4%
224 CGDV CAPITAL GROUP DIVIDEND VALUE 11,840.0 $504K 0.02% +2K +26.8% $42.54 +12.4%
225 FENI FIDELITY COVINGTON TRUST 13,501.0 $502K 0.02% +5K +52.0% $37.20 +5.1%
226 SNY SANOFI SA Healthcare 10,313.0 $497K 0.02% +2K +26.3% $48.18 -11.1%
227 IBDU ISHARES TR 21,238.0 $494K 0.02% +2K +12.3% $23.26 -0.7%
228 QQQX NUVEEN NASDAQ 100 DYNAMIC OV Financial Services 18,226.0 $486K 0.02% +590.0 +3.4% $26.67 +13.7%
229 BJ BJS WHSL CLUB HLDGS INC Consumer Defensive 4,796.0 $472K 0.02% +460.0 +10.6% $98.42 -2.1%
230 BSV VANGUARD BD INDEX FDS 6,014.0 $472K 0.02% +587.0 +10.8% $78.41 -0.8%
231 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 41,005.0 $472K 0.02% +14K +49.8% $11.50 +3.1%
232 MOS MOSAIC CO Basic Materials 18,235.0 $465K 0.02% +5K +33.4% $25.50 -11.1%
233 PPLT ABRDN PLATINUM ETF TRUST Financial Services 2,602.0 $464K 0.02% +21.0 +0.8% $178.23 +4.8%
234 KTCC KEY TRONIC CORP Technology 169,200.0 $462K 0.02% +4K +2.7% $2.73 +17.6%
235 BRO BROWN & BROWN INC Financial Services 6,934.0 $452K 0.02% +80.0 +1.2% $65.21 -13.7%
236 CPB THE CAMPBELLS COMPANY Consumer Defensive 19,217.0 $428K 0.02% +8K +75.7% $22.27 -9.7%
237 USIG ISHARES TR 8,247.0 $422K 0.02% +206.0 +2.6% $51.23 -0.8%
238 TRGP TARGA RES CORP Energy 1,685.0 $422K 0.02% +201.0 +13.5% $250.73 +6.7%
239 ELD WISDOMTREE TR 14,949.0 $416K 0.02% +7K +81.9% $27.82 +2.5%
240 FIS FIDELITY NATL INFORMATION SV Technology 8,809.0 $413K 0.02% +222.0 +2.6% $46.91 -10.9%
Page 12 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%