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Portfolio (Quarterly) Guide ↗

Lumbard & Kellner, LLC

· CIK 0001602476
13F Portfolio $289M AUM 99 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 6 New 25 Added 6 Reduced 7 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 XLF STATE STREET FINANCIAL SELECT SECTOR SPDR ETF 98,684.0 $4.9M 1.69% NEW $49.37 +5.2%
2 ALKS ALKERMES PLC SHS Healthcare 52,593.0 $1.9M 0.64% NEW $35.36 +4.1%
3 DNLI DENALI THERAPEUTICS INC COM Healthcare 94,782.0 $1.8M 0.63% NEW $19.20 -2.9%
4 APH AMPHENOL CORP CL A Technology 2,000.0 $253K 0.09% NEW $126.35 +4.5%
5 EPD ENTERPRISE PRODS PARTNERS L P COM Energy 5,500.0 $208K 0.07% NEW $37.84 +4.7%
6 SBC MED GROUP HLDGS INC COM 17,273.0 $72K 0.03% NEW $4.18

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 22.0%
Energy 18.0%
Technology 13.5%
Financial Services 13.5%
Basic Materials 12.2%
Communication Services 8.0%
Healthcare 5.9%
Consumer Cyclical 3.9%
Real Estate 1.2%
Utilities 0.9%