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Portfolio (Quarterly) Guide ↗

Arete Wealth Advisors, LLC

· CIK 0001600151
13F Portfolio $1.3B AUM 321 positions Filed May 20, 2026 EDGAR ↗ ← All Funds
Q1 2026 · All 321 New
Page 8 of 17  ·  321 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 BTSG BRIGHTSPRING HEALTH SVCS IN Healthcare 58,047.0 $2.5M 0.19% NEW $42.83 +35.4%
142 SPSB SPDR SERIES TRUST 81,527.0 $2.5M 0.18% NEW $30.08 -0.3%
143 VNQ VANGUARD INDEX FDS 27,545.0 $2.4M 0.18% NEW $88.66 +9.0%
144 VTWO VANGUARD SCOTTSDALE FDS 24,339.0 $2.4M 0.18% NEW $100.11 +14.0%
145 CARR CARRIER GLOBAL CORPORATION Industrials 42,021.0 $2.4M 0.18% NEW $56.31 +10.4%
146 COP CONOCOPHILLIPS Energy 17,702.0 $2.3M 0.17% NEW $131.85 -8.6%
147 TLT ISHARES TR 26,776.0 $2.3M 0.17% NEW $86.98 -3.2%
148 PYLD PIMCO ETF TR 88,559.0 $2.3M 0.17% NEW $26.21 +0.2%
149 ANET ARISTA NETWORKS INC Technology 18,873.0 $2.3M 0.17% NEW $122.89 +20.9%
150 QUIZ ZACKS TRUST 86,105.0 $2.3M 0.17% NEW $26.83 +6.9%
151 SHYG ISHARES TR 53,729.0 $2.3M 0.17% NEW $42.30 +0.3%
152 UJUL INNOVATOR ETFS TRUST 58,380.0 $2.2M 0.17% NEW $38.30 +5.3%
153 PWRD TCW ETF TRUST 22,853.0 $2.2M 0.17% NEW $97.61 +13.4%
154 MDT MEDTRONIC PLC Healthcare 25,047.0 $2.2M 0.16% NEW $86.59 -9.7%
155 FSK FS KKR CAP CORP Financial Services 210,649.0 $2.1M 0.16% NEW $10.19 +7.3%
156 NOK NOKIA CORP Technology 261,889.0 $2.1M 0.16% NEW $8.04 +76.4%
157 PM PHILIP MORRIS INTL INC Consumer Defensive 12,484.0 $2.1M 0.15% NEW $165.36 +14.1%
158 JDVI JOHN HANCOCK EXCHANGE TRADE 56,627.0 $2.0M 0.15% NEW $35.82 +9.1%
159 FRDM EA SERIES TRUST 37,063.0 $2.0M 0.15% NEW $54.67 +24.3%
160 FTSL FIRST TR EXCHANGE-TRADED FD 44,621.0 $2.0M 0.15% NEW $44.83 +0.2%
Page 8 of 17  ·  321 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 24.7%
Technology 24.4%
Communication Services 15.0%
Consumer Cyclical 8.0%
Healthcare 7.7%
Industrials 6.1%
Energy 5.9%
Consumer Defensive 4.4%
Basic Materials 1.9%
Real Estate 1.1%