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Portfolio (Quarterly) Guide ↗

Arete Wealth Advisors, LLC

· CIK 0001600151
13F Portfolio $1.3B AUM 321 positions Filed May 20, 2026 EDGAR ↗ ← All Funds
Q1 2026 · All 321 New
Page 4 of 17  ·  321 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 VIG VANGUARD SPECIALIZED FUNDS 28,029.0 $6.0M 0.45% NEW $214.92 +7.3%
62 ZECP ZACKS TRUST 159,438.0 $5.4M 0.40% NEW $33.77 +8.6%
63 QQQM INVESCO EXCH TRADED FD TR I 22,055.0 $5.2M 0.39% NEW $237.59 +23.6%
64 XLU SELECT SECTOR SPDR TR 111,403.0 $5.1M 0.38% NEW $45.85 -2.9%
65 XOP SPDR SERIES TRUST 27,369.0 $5.0M 0.37% NEW $181.67 -3.8%
66 VTV VANGUARD INDEX FDS 25,336.0 $5.0M 0.37% NEW $196.19 +6.2%
67 OKE ONEOK INC NEW Energy 54,666.0 $4.9M 0.37% NEW $90.29 +5.5%
68 SHY ISHARES TR 59,390.0 $4.9M 0.37% NEW $82.57 -0.5%
69 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 437,265.0 $4.9M 0.36% NEW $11.13 +2.7%
70 NEM NEWMONT CORP Basic Materials 44,950.0 $4.9M 0.36% NEW $107.96 -2.7%
71 IEMG ISHARES INC 68,474.0 $4.8M 0.36% NEW $69.76 +14.6%
72 SGOL ETFS GOLD TR Financial Services 105,081.0 $4.7M 0.35% NEW $44.62 -2.9%
73 HCMT DIREXION SHARES ETF TRUST 132,580.0 $4.7M 0.35% NEW $35.19 +13.9%
74 SPYV SPDR SERIES TRUST 82,370.0 $4.7M 0.35% NEW $56.53 +7.0%
75 TSM TAIWAN SEMICONDUCTOR MANUFA Technology 13,364.0 $4.5M 0.34% NEW $337.85 +16.2%
76 IMMUNITYBIO INC 586,734.0 $4.5M 0.34% NEW $7.67
77 IGV ISHARES TR 54,813.0 $4.4M 0.33% NEW $79.94 +16.7%
78 DGRO ISHARES TR 62,426.0 $4.4M 0.33% NEW $70.12 +5.4%
79 SMIZ ZACKS TRUST 116,404.0 $4.3M 0.32% NEW $37.00 +12.1%
80 CVX CHEVRON CORPORATION Energy 20,295.0 $4.2M 0.31% NEW $206.77 -4.6%
Page 4 of 17  ·  321 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 24.7%
Technology 24.4%
Communication Services 15.0%
Consumer Cyclical 8.0%
Healthcare 7.7%
Industrials 6.1%
Energy 5.9%
Consumer Defensive 4.4%
Basic Materials 1.9%
Real Estate 1.1%