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Portfolio (Quarterly) Guide ↗

Arete Wealth Advisors, LLC

· CIK 0001600151
13F Portfolio $1.3B AUM 329 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 · All 329 New
Page 17 of 17  ·  329 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 PFRL PGIM ETF TR 568,227.0 $275K 0.02% NEW $0.48 +10130.4%
322 NFLT ETFIS SER TR I 10,816.0 $246K 0.02% NEW $22.75 -0.1%
323 ARKB ARK 21SHARES BITCOIN ETF Financial Services 10,274.0 $231K 0.02% NEW $22.49 +13.5%
324 NML NEUBERGER ENGY INFRSTR & IN Financial Services 21,601.0 $227K 0.02% NEW $10.51 -0.3%
325 IXHL INCANNEX HEALTHCARE INC Healthcare 73,167.0 $220K 0.02% NEW $3.00 +19.7%
326 RXT RACKSPACE TECHNOLOGY INC Technology 224,000.0 $219K 0.02% NEW $0.98 +355.2%
327 BTCC GRAYSCALE FUNDS TRUST 13,900.0 $216K 0.02% NEW $15.56 +5.1%
328 MIDCAP FINANCIAL INVSTMNT C 19,133.0 $215K 0.02% NEW $11.24
329 DSM BNY MELLON STRATEGIC MUN BD Financial Services 34,066.0 $203K 0.01% NEW $5.95 +1.0%
Page 17 of 17  ·  329 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 31.6%
Technology 20.8%
Industrials 13.5%
Healthcare 9.9%
Consumer Cyclical 7.6%
Communication Services 5.2%
Energy 4.5%
Consumer Defensive 3.9%
Basic Materials 1.2%
Real Estate 0.9%