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Portfolio (Quarterly) Guide ↗

Tortoise Investment Management, LLC

· CIK 0001599511
13F Portfolio $1.1B AUM Filed Nov 13, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1554 New
Page 7 of 78  ·  1,554 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 DFIS DIMENSIONAL ETF TRUST 34,289.0 $1.1M 0.10% NEW $31.63 +14.7%
122 EEMV ISHARES INC 16,115.0 $1.0M 0.09% NEW $63.83 +13.7%
123 VMBS VANGUARD SCOTTSDALE FDS 21,604.0 $1.0M 0.09% NEW $46.96 -0.8%
124 AMZN AMAZON COM INC Consumer Cyclical 4,581.0 $1.0M 0.09% NEW $219.57 +21.3%
125 DFAX DIMENSIONAL ETF TRUST 31,789.0 $998K 0.09% NEW $31.38 +18.3%
126 GOOGL ALPHABET INC Communication Services 4,065.0 $988K 0.09% NEW $243.12 +57.5%
127 AVSC AMERICAN CENTY ETF TR 16,103.0 $922K 0.08% NEW $57.25 +18.9%
128 SPHQ INVESCO EXCHANGE TRADED FD T 11,664.0 $855K 0.08% NEW $73.29 +15.5%
129 HEICO CORP NEW 3,017.0 $767K 0.07% NEW $254.10
130 IBM INTERNATIONAL BUSINESS MACHS Technology 2,655.0 $749K 0.07% NEW $282.18 -10.0%
131 META META PLATFORMS INC Communication Services 960.0 $705K 0.06% NEW $734.57 -16.9%
132 IVW ISHARES TR 5,719.0 $690K 0.06% NEW $120.72 +13.2%
133 GOOG ALPHABET INC Communication Services 2,704.0 $659K 0.06% NEW $243.55 +55.8%
134 DNP DNP SELECT INCOME FD INC Financial Services 65,100.0 $652K 0.06% NEW $10.01 +8.1%
135 VCSH VANGUARD SCOTTSDALE FDS 7,995.0 $639K 0.06% NEW $79.93 -1.3%
136 VBIL VANGUARD INSTL INDEX FD 8,340.0 $631K 0.06% NEW $75.61 +0.0%
137 VXF VANGUARD INDEX FDS 2,949.0 $617K 0.06% NEW $209.34 +10.3%
138 CSCO CISCO SYS INC Technology 8,937.0 $611K 0.05% NEW $68.42 +76.0%
139 PEP PEPSICO INC Consumer Defensive 4,332.0 $608K 0.05% NEW $140.44 +7.2%
140 VANGUARD NY TAX FREE FDS 5,890.0 $606K 0.05% NEW $102.94
Page 7 of 78  ·  1,554 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 63.1%
Technology 16.0%
Industrials 6.2%
Healthcare 3.2%
Consumer Cyclical 3.2%
Consumer Defensive 2.8%
Communication Services 2.6%
Energy 1.4%
Utilities 0.8%
Basic Materials 0.4%