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Portfolio (Quarterly) Guide ↗

Warberg Asset Management LLC

· CIK 0001597506
13F Portfolio $551M AUM 170 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 170 New
Page 6 of 9  ·  170 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 HAVA HARVARD AVE ACQUISITION CORP Financial Services 29,685.0 $300K 0.05% NEW $10.10 +0.7%
102 IPOD COLLECTIVE ACQUISITION CORP Financial Services 27,601.0 $288K 0.05% NEW $10.44 +0.8%
103 AMPG CALL AMPLITECH GROUP INC Technology 41,000.0 $285K 0.05% NEW $6.96 -49.3%
104 I-80 GOLD CORP 367,824.0 $285K 0.05% NEW $0.78
105 FORTUNEX ACQUISITION CORP 28,269.0 $284K 0.05% NEW $10.05
106 BIOVIE INC 613,426.0 $276K 0.05% NEW $0.45
107 INFLEQTION INC 40,100.0 $275K 0.05% NEW $6.87
108 MCKINLEY ACQUISITION CORP 27,000.0 $274K 0.05% NEW $10.15
109 SOLARIUS CAPITAL ACQU CORP 24,895.0 $255K 0.05% NEW $10.26
110 AMPLITECH GROUP INC 174,400.0 $253K 0.05% NEW $1.45
111 EVOX EVOLUTION GLOBAL ACQUISITION Financial Services 25,000.0 $250K 0.04% NEW $10.02 +0.8%
112 TDWD TAILWIND 2.0 ACQUISITION COR Financial Services 24,900.0 $250K 0.04% NEW $10.04 +0.2%
113 PROEM ACQUISITION CORP I 24,564.0 $248K 0.04% NEW $10.08
114 LAFA LAFAYETTE ACQUISITION CORP Financial Services 24,453.0 $246K 0.04% NEW $10.08 +0.6%
115 QUARTZSEA ACQUISITION CORP 22,916.0 $241K 0.04% NEW $10.52
116 STONEBRIDGE ACQUISITION II C 23,700.0 $241K 0.04% NEW $10.17
117 RIBBON ACQUISITION CORP 21,826.0 $235K 0.04% NEW $10.76
118 BRIGHTSPRING HEALTH SVCS INC 968.0 $223K 0.04% NEW $230.52
119 CRAN CRANE HBR ACQUISITION CORP I Financial Services 21,908.0 $222K 0.04% NEW $10.13 +0.2%
120 USO PUT UNITED STS OIL FD LP Financial Services 2,000.0 $213K 0.04% NEW $106.44 +22.8%
Page 6 of 9  ·  170 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 52.0%
Communication Services 36.2%
Healthcare 5.7%
Real Estate 2.1%
Industrials 1.5%
Basic Materials 1.5%
Consumer Defensive 0.9%