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Portfolio (Quarterly) Guide ↗

Warberg Asset Management LLC

· CIK 0001597506
13F Portfolio $551M AUM 170 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 170 New
Page 3 of 9  ·  170 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 BANK OF AMER CORP 1,180.0 $1.5M 0.27% NEW $1254.50
42 XSOLLA SPAC 1 138,736.0 $1.4M 0.25% NEW $9.92
43 UAL CALL UNITED AIRLS HLDGS INC Industrials 10,000.0 $1.4M 0.25% NEW $135.99 -12.4%
44 WISDOMTREE INC 829,000.0 $1.2M 0.22% NEW $1.48
45 SBUX PUT STARBUCKS CORP Consumer Cyclical 11,900.0 $1.2M 0.22% NEW $102.19 +4.2%
46 ESPR PUT ESPERION THERAPEUTICS INC NE Healthcare 374,000.0 $1.2M 0.21% NEW $3.16 +0.6%
47 SLV CALL ISHARES SILVER TR Financial Services 21,500.0 $1.1M 0.21% NEW $53.47 +7.6%
48 VENDOME ACQUISITION CORP I 111,183.0 $1.1M 0.21% NEW $10.19
49 PYPL CALL PAYPAL HLDGS INC Financial Services 25,000.0 $1.1M 0.20% NEW $43.18 +40.6%
50 COLLECTIVE ACQUISITION CORP 99,668.0 $1.0M 0.18% NEW $10.04
51 PRAETORIAN ACQUISITION CORP 99,999.0 $993K 0.18% NEW $9.93
52 SMH CALL VANECK ETF TRUST 1,400.0 $918K 0.17% NEW $655.89 -13.2%
53 REVOLUTION MEDICINES INC 94,797.0 $889K 0.16% NEW $9.38
54 NEN NEW ENGLAND RLTY ASSOC LTD P Real Estate 15,100.0 $886K 0.16% NEW $58.69 -4.6%
55 KIMCO REALTY CORP 13,707.0 $862K 0.16% NEW $62.91
56 ORIQ ORIGIN INVT CORP I Financial Services 83,610.0 $862K 0.16% NEW $10.31 +0.7%
57 BLACK HAWK ACQUISITION CORP 71,923.0 $857K 0.15% NEW $11.91
58 PUT CRITICAL METALS CORP 80,200.0 $822K 0.15% NEW $10.25
59 INTC CALL INTEL CORP Technology 5,500.0 $768K 0.14% NEW $139.63 -31.1%
60 GLW PUT CORNING INC Technology 3,000.0 $766K 0.14% NEW $255.43 -37.3%
Page 3 of 9  ·  170 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 52.0%
Communication Services 36.2%
Healthcare 5.7%
Real Estate 2.1%
Industrials 1.5%
Basic Materials 1.5%
Consumer Defensive 0.9%