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Portfolio (Quarterly) Guide ↗

Verity Asset Management, Inc.

· CIK 0001597298
13F Portfolio $233M AUM 230 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 229 New
Page 9 of 12  ·  229 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 KRE STATE STREET SPDR SP REGIONAL BANKING ETF 5,817.0 $377K 0.16% NEW $64.81 +7.3%
162 EMN EASTMAN CHEMICAL COMPANY Basic Materials 5,875.0 $375K 0.16% NEW $63.83 +19.6%
163 CLOZ ELDRIDGE BBB B CLO ETF 13,796.0 $365K 0.16% NEW $26.48 +0.1%
164 URG UR ENERGY INC COM ISINCA91688R1082 Energy 262,411.0 $365K 0.16% NEW $1.39 +17.3%
165 MDT MEDTRONIC PLC SHS ISINIE00BTN1Y115 Healthcare 3,763.0 $361K 0.15% NEW $96.06 -21.3%
166 GOOGL ALPHABET INC CAP STK CL A Communication Services 1,146.0 $359K 0.15% NEW $313.06 +24.6%
167 ITA ISHARES TR US AER DEF ETF 1,649.0 $354K 0.15% NEW $214.72 +9.7%
168 ROP ROPER TECHNOLGIES INC COM Industrials 790.0 $352K 0.15% NEW $445.13 -28.2%
169 UNG UNITED STATES NAT GAS FD LP Financial Services 28,577.0 $350K 0.15% NEW $12.26 -8.8%
170 APLD APPLIED DIGITAL CORP Technology 14,205.0 $348K 0.15% NEW $24.52 +102.5%
171 BK BANK OF NEW YORK MELLON CORP COM Financial Services 2,911.0 $338K 0.14% NEW $116.09 +21.1%
172 SLB SLB LIMITED Energy 8,729.0 $335K 0.14% NEW $38.38 +43.6%
173 ZTS ZOETIS INC CL A Healthcare 2,634.0 $331K 0.14% NEW $125.82 -36.8%
174 BR BROADRIDGE FINANCIAL SOLUTIONS INC COMMON STOCK Technology 1,478.0 $330K 0.14% NEW $223.09 -32.9%
175 PLD PROLOGIS INC COM Real Estate 2,577.0 $329K 0.14% NEW $127.65 +14.1%
176 PSA PUBLIC STORAGE INC Real Estate 1,256.0 $326K 0.14% NEW $259.50 +19.2%
177 HSY HERSHEY COMPANY COM USD100 Consumer Defensive 1,775.0 $323K 0.14% NEW $181.98 +8.3%
178 STZ CONSTELLATION BRANDS INC A Consumer Defensive 2,330.0 $321K 0.14% NEW $137.96 +3.0%
179 HILLENBRAND INC COM 10,057.0 $319K 0.14% NEW $31.72
180 OC OWENS CORNING COMMON STOCK Industrials 2,815.0 $315K 0.14% NEW $111.91 +11.0%
Page 9 of 12  ·  229 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 26.7%
Technology 15.9%
Healthcare 12.8%
Industrials 12.2%
Consumer Defensive 6.7%
Basic Materials 6.5%
Energy 6.1%
Consumer Cyclical 5.3%
Communication Services 3.3%
Utilities 3.0%