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Portfolio (Quarterly) Guide ↗

Verity Asset Management, Inc.

· CIK 0001597298
13F Portfolio $238M AUM 213 positions Filed Apr 21, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 118 Added 52 Reduced 53 Exited
Page 5 of 11  ·  213 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 EPI WISDOMTREE TR INDIA EARNINGS FD 20,925.0 $854K 0.36% +483.0 +2.4% $40.80 +3.4%
82 CLX THE CLOROX CO Consumer Defensive 8,050.0 $834K 0.35% +1K +17.7% $103.63 -8.0%
83 CVX CHEVRON CORP NEW Energy 3,954.0 $818K 0.34% +141.0 +3.7% $206.90 -11.1%
84 SO SOUTHERN CO Utilities 8,324.0 $803K 0.34% -150.0 -1.8% $96.52 -2.6%
85 PDI PIMCO DYNAMIC INCOME FD Financial Services 45,649.0 $781K 0.33% +4K +9.3% $17.11 -2.5%
86 VOO VANGUARD INDEX FDS SP 500 ETF SHS NEW 1,275.0 $763K 0.32% +34.0 +2.7% $598.33 +15.3%
87 VVR INVESCO SENIOR INCOME TRUST Financial Services 236,116.0 $760K 0.32% NEW $3.22 -6.7%
88 ROCHE HLDGS LTD SPONSORED ADR ISINUS7711951043 15,172.0 $754K 0.32% +1K +9.3% $49.71
89 AMSC AMERICAN SUPERCONDUCTOR CORP SHS NEW Industrials 22,280.0 $754K 0.32% NEW $33.85 +39.9%
90 SCHW CHARLES SCHWAB Financial Services 7,819.0 $735K 0.31% -179.0 -2.2% $93.98 -9.6%
91 JAVA JPMORGAN ACTIVE VALUE ETF 10,229.0 $734K 0.31% +430.0 +4.4% $71.77 +7.6%
92 PFF ISHARES TR SP US PFD STOCK INDEX FUND 23,510.0 $713K 0.30% +656.0 +2.9% $30.32 +3.4%
93 RTX RTX CORP Industrials 3,646.0 $703K 0.29% +410.0 +12.7% $192.92 -7.7%
94 OPP RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND INC Financial Services 88,859.0 $682K 0.29% +2K +2.4% $7.67 -0.1%
95 GOOG ALPHABET INC CAP STK CL C Communication Services 2,352.0 $675K 0.28% +293.0 +14.2% $286.94 +33.6%
96 DE DEERE CO Industrials 1,194.0 $673K 0.28% +38.0 +3.3% $563.30 -6.6%
97 MDLZ MONDELEZ INTL INC CL A Consumer Defensive 11,665.0 $672K 0.28% +663.0 +6.0% $57.64 +8.1%
98 FCT FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II COMMON SHARES OF BENEFICIAL INTEREST Financial Services 69,543.0 $670K 0.28% +2K +2.6% $9.64 +0.4%
99 EUO PROSHARES TR II PROSHARES ULTRASHORT EURO Financial Services 22,462.0 $665K 0.28% +2K +9.3% $29.60 -0.6%
100 IXC ISHARES GLOBAL ENERGY ETF 11,378.0 $655K 0.28% -5K -31.8% $57.61 -5.9%
Page 5 of 11  ·  213 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.6%
Technology 14.9%
Industrials 13.8%
Healthcare 12.6%
Energy 8.9%
Consumer Defensive 7.9%
Basic Materials 6.3%
Consumer Cyclical 4.9%
Communication Services 3.7%
Utilities 3.4%