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Portfolio (Quarterly) Guide ↗

Verity Asset Management, Inc.

· CIK 0001597298
13F Portfolio $233M AUM 230 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 229 New
Page 5 of 12  ·  229 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 VOO VANGUARD INDEX FDS SP 500 ETF SHS NEW 1,241.0 $778K 0.33% NEW $627.17 +10.6%
82 VUG VANGUARD GROWTH VIPERS 1,561.0 $762K 0.33% NEW $487.97 -81.7%
83 PDI PIMCO DYNAMIC INCOME FD Financial Services 41,769.0 $740K 0.32% NEW $17.71 -5.5%
84 SO SOUTHERN CO Utilities 8,474.0 $739K 0.32% NEW $87.20 +6.1%
85 VGLT VANGUARD SCOTTSDALE FDS VANGUARD LONG TERM GOVT BOND INDEX FD 12,884.0 $719K 0.31% NEW $55.80 -1.8%
86 ROCHE HLDGS LTD SPONSORED ADR ISINUS7711951043 13,886.0 $716K 0.31% NEW $51.57
87 XOM EXXON MOBIL CORP COM Energy 5,897.0 $710K 0.30% NEW $120.33 +22.9%
88 PFF ISHARES TR PFD AND INCM SEC 22,854.0 $708K 0.30% NEW $30.96 +1.7%
89 JAVA JPMORGAN ACTIVE VALUE ETF 9,799.0 $703K 0.30% NEW $71.72 +8.2%
90 IXC ISHARES GLOBAL ENERGY ETF 16,677.0 $699K 0.30% NEW $41.93 +28.2%
91 OPP RIVERNORTHDOUBLELINE STRATEGIC OPPORTUNITY FUND INC Financial Services 86,809.0 $690K 0.30% NEW $7.95 -3.8%
92 CLX CLOROX CO COM USD100 Consumer Defensive 6,840.0 $690K 0.30% NEW $100.83 -4.6%
93 FCT FIRST TRUSTFOUR CORNERS SENIOR FLOATING RATE INCOME FUND II COMMON SHARES OF BENEFICIAL INTEREST Financial Services 67,772.0 $682K 0.29% NEW $10.07 -3.9%
94 RPRX ROYALTY PHARMA PLC Healthcare 17,655.0 $682K 0.29% NEW $38.64 +41.0%
95 MDGL MADRIGAL PHARMACEUTICALS INC Healthcare 1,158.0 $674K 0.29% NEW $582.34 -11.4%
96 FXI ISHARES TR CHINA LARGE CAP ETF 17,477.0 $669K 0.29% NEW $38.29 -8.6%
97 VEGI ISHARES INC MSCI GLOBAL AGRICULTURE PRODUCERS ETF 17,242.0 $665K 0.28% NEW $38.57 +14.7%
98 SPLV INVESCO SP 500 LOW VOLATILTIY ETF 9,144.0 $653K 0.28% NEW $71.42 +2.1%
99 GE GE AEROSPACE Industrials 2,115.0 $651K 0.28% NEW $307.96 +4.2%
100 EVRG EVERGY INC Utilities 8,926.0 $647K 0.28% NEW $72.49 +14.3%
Page 5 of 12  ·  229 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 26.7%
Technology 15.9%
Healthcare 12.8%
Industrials 12.2%
Consumer Defensive 6.7%
Basic Materials 6.5%
Energy 6.1%
Consumer Cyclical 5.3%
Communication Services 3.3%
Utilities 3.0%