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Portfolio (Quarterly) Guide ↗

Verity Asset Management, Inc.

· CIK 0001597298
13F Portfolio $238M AUM 213 positions Filed Apr 21, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 118 Added 52 Reduced 53 Exited
Page 4 of 6  ·  118 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 ROCHE HLDGS LTD SPONSORED ADR ISINUS7711951043 15,172.0 $754K 0.32% +1K +9.3% $49.71
62 JAVA JPMORGAN ACTIVE VALUE ETF 10,229.0 $734K 0.31% +430.0 +4.4% $71.77 +8.1%
63 PFF ISHARES TR SP US PFD STOCK INDEX FUND 23,510.0 $713K 0.30% +656.0 +2.9% $30.32 +3.9%
64 RTX RTX CORP Industrials 3,646.0 $703K 0.29% +410.0 +12.7% $192.92 -7.2%
65 OPP RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND INC Financial Services 88,859.0 $682K 0.29% +2K +2.4% $7.67 -0.3%
66 GOOG ALPHABET INC CAP STK CL C Communication Services 2,352.0 $675K 0.28% +293.0 +14.2% $286.94 +34.6%
67 DE DEERE CO Industrials 1,194.0 $673K 0.28% +38.0 +3.3% $563.30 -4.3%
68 MDLZ MONDELEZ INTL INC CL A Consumer Defensive 11,665.0 $672K 0.28% +663.0 +6.0% $57.64 +8.2%
69 FCT FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II COMMON SHARES OF BENEFICIAL INTEREST Financial Services 69,543.0 $670K 0.28% +2K +2.6% $9.64 +0.4%
70 EUO PROSHARES TR II PROSHARES ULTRASHORT EURO Financial Services 22,462.0 $665K 0.28% +2K +9.3% $29.60 -0.7%
71 CME CME GROUP INC COM Financial Services 2,205.0 $651K 0.27% +180.0 +8.9% $295.35 -6.1%
72 TYG TORTOISE ENERGY INGRASTRUCTURE CORP COM NEW Financial Services 12,448.0 $621K 0.26% +190.0 +1.6% $49.85 -10.7%
73 ABBV ABBVIE INC COM Healthcare 2,838.0 $617K 0.26% +20.0 +0.7% $217.48 +0.5%
74 GE GE AEROSPACE Industrials 2,150.0 $610K 0.26% +35.0 +1.6% $283.77 +13.1%
75 NOC NORTHROP GRUMMAN CORP Industrials 893.0 $609K 0.26% +15.0 +1.7% $682.35 -18.0%
76 MDGL MADRIGAL PHARMACEUTICALS INC Healthcare 1,164.0 $609K 0.26% +6.0 +0.5% $523.47 -1.4%
77 IDA IDACORP INC Utilities 4,247.0 $607K 0.26% +266.0 +6.7% $142.97 -1.7%
78 DLR DIGITAL REALTY TRUST INC COMMON STOCK 001 PAR VALUE Real Estate 3,273.0 $590K 0.25% +276.0 +9.2% $180.21 +6.2%
79 JPM J P MORGAN CHASE CO COM Financial Services 1,918.0 $564K 0.24% +533.0 +38.5% $294.08 +0.9%
80 NEE NEXTERA ENERGY INC COM Utilities 5,852.0 $544K 0.23% +560.0 +10.6% $92.88 -6.1%
Page 4 of 6  ·  118 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.6%
Technology 14.9%
Industrials 13.8%
Healthcare 12.6%
Energy 8.9%
Consumer Defensive 7.9%
Basic Materials 6.3%
Consumer Cyclical 4.9%
Communication Services 3.7%
Utilities 3.4%