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Portfolio (Quarterly) Guide ↗

Focused Wealth Management, Inc

· CIK 0001586052
13F Portfolio $964.2B AUM 228 positions Filed Apr 20, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 97 Added 44 Reduced 41 Exited
Page 12 of 12  ·  228 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 RF REGIONS FINANCIAL CORP NEW Financial Services 2,000.0 $52K 0.01% NEW $26.12 +2.6%
222 SOTK SONO TEK CORP Technology 12,855.0 $52K 0.01% -488.0 -3.7% $4.06 +23.9%
223 TER CALL TERADYNE INC Technology 100.0 $30K 0.00% NEW $296.46 +20.3%
224 TER PUT TERADYNE INC Technology 100.0 $30K 0.00% NEW $296.46 +20.3%
225 UPS UNITED PARCEL SVCS INC Industrials 294.0 $29K 0.00% NEW $98.49 -0.1%
226 TOL TOLL BROTHERS INC Consumer Cyclical 47.0 $6K 0.00% NEW $136.47 -3.3%
227 TKO TKO GROUP HOLDINGS INC Communication Services 19.0 $4K NEW $201.63 -4.5%
228 ROK ROCKWELL AUTOMATION INC Industrials 2.0 $718.0 NEW $359.00 +27.2%
Page 12 of 12  ·  228 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 46.7%
Technology 20.1%
Communication Services 8.3%
Consumer Cyclical 6.4%
Healthcare 4.5%
Industrials 4.4%
Consumer Defensive 2.7%
Utilities 2.4%
Energy 2.1%
Real Estate 1.4%