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Portfolio (Quarterly) Guide ↗

NINE MASTS CAPITAL Ltd

· CIK 0001569356
13F Portfolio $693M AUM 249 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 204 New 24 Added 16 Reduced 75 Exited
Page 10 of 13  ·  249 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 OCGN OCUGEN INC Healthcare 21,938.0 $40K 0.01% NEW $1.81 -22.1%
182 DATAVAULT AI INC 63,756.0 $39K 0.01% NEW $0.62
183 CERS CERUS CORP Healthcare 21,538.0 $39K 0.01% NEW $1.82 +58.8%
184 CRBU CARIBOU BIOSCIENCES INC Healthcare 20,612.0 $39K 0.01% NEW $1.90 +22.8%
185 CHRS COHERUS ONCOLOGY INC Healthcare 23,018.0 $39K 0.01% NEW $1.69 -2.1%
186 JASPER THERAPEUTICS INC 44,165.0 $39K 0.01% NEW $0.88
187 BDTX BLACK DIAMOND THERAPEUTICS I Healthcare 17,806.0 $38K 0.01% NEW $2.13 +6.1%
188 NWL NEWELL BRANDS INC Consumer Defensive 11,011.0 $38K 0.01% NEW $3.43 +4.2%
189 TDUP THREDUP INC Consumer Cyclical 11,502.0 $38K 0.01% NEW $3.28 +45.1%
190 GOSS GOSSAMER BIO INC Healthcare 114,766.0 $38K 0.01% NEW $0.33 -37.0%
191 TTEC TTEC HLDGS INC Technology 15,029.0 $38K 0.01% NEW $2.50 +7.6%
192 CCCC C4 THERAPEUTICS INC Healthcare 14,157.0 $37K 0.01% +3K +23.4% $2.63 +39.0%
193 EVH EVOLENT HEALTH INC Healthcare 16,281.0 $37K 0.01% NEW $2.28 +69.3%
194 BRCC BRC INC Consumer Defensive 47,605.0 $37K 0.01% NEW $0.78 +118.4%
195 ALT ALTIMMUNE INC Healthcare 11,850.0 $36K 0.01% NEW $3.08 +0.2%
196 VZ VERIZON COMMUNICATIONS INC Communication Services 727.0 $36K 0.01% NEW $50.20 -4.2%
197 TNYA TENAYA THERAPEUTICS INC Healthcare 51,344.0 $36K 0.01% NEW $0.69 +16.2%
198 AMTX AEMETIS INC Energy 11,110.0 $35K 0.01% NEW $3.19 -18.3%
199 EP EMPIRE PETE CORP Energy 11,967.0 $35K 0.01% NEW $2.96 -8.8%
200 FLL FULL HSE RESORTS INC Consumer Cyclical 15,585.0 $35K 0.01% NEW $2.25 +20.2%
Page 10 of 13  ·  249 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Communication Services 37.3%
Financial Services 23.2%
Technology 15.9%
Industrials 7.1%
Utilities 4.9%
Healthcare 3.9%
Consumer Cyclical 3.4%
Consumer Defensive 2.6%
Energy 1.7%
Real Estate 0.0%