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Portfolio (Quarterly) Guide ↗

Financial Management Professionals, Inc.

· CIK 0001568132
13F Portfolio $970M AUM 967 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 96 New 190 Added 166 Reduced 76 Exited
Page 28 of 49  ·  966 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 NXP Nuveen Select Tax-Free I Financial Services 666.0 $9K 0.00% $14.10 +1.4%
542 DOCU Docusign Inc Technology 136.0 $9K 0.00% $68.40 -23.8%
543 KRT Karat Packaging Inc Consumer Cyclical 409.0 $9K 0.00% $22.57 +20.9%
544 BTCI Neos Bitcoin High Income ETF 209.0 $9K 0.00% NEW $44.02 -23.0%
545 CHRW C H Robinson Worldwd Industrials 57.0 $9K 0.00% $161.39 +8.9%
546 SPYI Neos S&P 500 High Income ETF 174.0 $9K 0.00% NEW $52.53 +2.6%
547 STE Steris PLC F Healthcare 36.0 $9K 0.00% $253.53 -16.0%
548 IWMI Neos Russell 2000 High Inc ETF 186.0 $9K 0.00% NEW $48.68 +7.3%
549 QQQI Neos Nasdaq 100 High Income ETF 167.0 $9K 0.00% NEW $53.86 +6.3%
550 SLF Sun Life Finl F Financial Services 144.0 $9K 0.00% +8.0 +5.9% $62.40 +16.4%
551 CCI Crown Castle Intl Co REIT Real Estate 101.0 $9K 0.00% -61.0 -37.6% $88.87 +2.1%
552 PHM Pultegroup Inc Consumer Cyclical 76.0 $9K 0.00% $117.53 +1.0%
553 IYRI Neos Real Estate High Income ETF 183.0 $9K 0.00% NEW $48.60 +0.5%
554 CNI Canadian Natl Railwy F Industrials 89.0 $9K 0.00% -102.0 -53.4% $98.85 +20.5%
555 RSG Republic Services Industrials 41.0 $9K 0.00% +13.0 +46.4% $211.93 -4.4%
556 AMT Amern Tower Corp REIT Real Estate 49.0 $9K 0.00% -2K -97.2% $177.27 +5.1%
557 KIM Kimco Realty Corp REIT Real Estate 414.0 $8K 0.00% $20.27 +19.3%
558 CFG Citizens Finl Group Inc Financial Services 142.0 $8K 0.00% $58.41 +6.3%
559 STZ Constellation Brand Class A Consumer Defensive 60.0 $8K 0.00% +13.0 +27.7% $137.97 +1.6%
560 URI United Rentals Inc Industrials 10.0 $8K 0.00% -1.0 -9.1% $809.30 +23.7%
Page 28 of 49  ·  966 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 33.8%
Technology 26.2%
Healthcare 7.6%
Consumer Cyclical 7.5%
Energy 6.3%
Industrials 5.7%
Communication Services 4.6%
Consumer Defensive 3.6%
Basic Materials 2.3%
Utilities 1.6%