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Portfolio (Quarterly) Guide ↗

Financial Management Professionals, Inc.

· CIK 0001568132
13F Portfolio $970M AUM 967 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 96 New 190 Added 166 Reduced 76 Exited
Page 17 of 49  ·  966 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 XLV Select Sector Health Care SPD ETF IV 190.0 $29K 0.00% NEW $154.80 -3.1%
322 KROS Keros Therapeutics Inc Tender Offer Healthcare 1,443.0 $29K 0.00% NEW $20.36 -44.9%
323 JEPI JPMorgan Equity Premium Income ETF 504.0 $29K 0.00% +10.0 +2.0% $57.63 -2.6%
324 AVAV Aerovironment Inc Industrials 120.0 $29K 0.00% $241.89 -18.5%
325 DHR Danaher Corp Healthcare 126.0 $29K 0.00% +6.0 +5.0% $229.24 -20.3%
326 WM Waste Management Inc Industrials 131.0 $29K 0.00% -10.0 -7.1% $219.71 -2.5%
327 OPLN Kar Auction Services Consumer Cyclical 963.0 $29K 0.00% NEW $29.78 +27.5%
328 MD Mednax Inc Healthcare 1,336.0 $29K 0.00% $21.39 +0.9%
329 ADSK Autodesk Inc Technology 96.0 $28K 0.00% $296.01 -22.6%
330 SMFG Sumitomo Mitsui Finl00 F Sponsored ADR Financial Services 1,457.0 $28K 0.00% $19.33 +14.1%
331 CMG Chipotle Mexican GRL Consumer Cyclical 761.0 $28K 0.00% $37.00 -12.0%
332 VB Vanguard Small Cap ETF 108.0 $28K 0.00% $257.95 +13.3%
333 MCO Moodys Corp Financial Services 54.0 $28K 0.00% $510.85 -10.9%
334 CLBT Cellebrite DI LTD F Class A Technology 1,527.0 $28K 0.00% $18.03 -22.5%
335 Skyward Specialty Ins GR 535.0 $27K 0.00% NEW $51.11
336 BJ B J S Wholesale Club Hol Consumer Defensive 303.0 $27K 0.00% $90.03 -5.7%
337 BABA Alibaba Group HLDG LTD F Sponsored ADR Consumer Cyclical 185.0 $27K 0.00% -232.0 -55.6% $146.58 -15.5%
338 AWF Alliancebernstein GLB High Inc Financial Services 2,525.0 $27K 0.00% +46.0 +1.9% $10.69 -3.3%
339 EXG Eaton Vance Tax Man GL D Financial Services 2,828.0 $27K 0.00% $9.53 +0.6%
340 PDO PIMCO Dynamic Income Opp Financial Services 1,926.0 $27K 0.00% +51.0 +2.7% $13.97 -6.4%
Page 17 of 49  ·  966 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 33.8%
Technology 26.2%
Healthcare 7.6%
Consumer Cyclical 7.5%
Energy 6.3%
Industrials 5.7%
Communication Services 4.6%
Consumer Defensive 3.6%
Basic Materials 2.3%
Utilities 1.6%