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Portfolio (Quarterly) Guide ↗

Financial Management Professionals, Inc.

· CIK 0001568132
13F Portfolio $970M AUM 967 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 96 New 190 Added 166 Reduced 76 Exited
Page 3 of 5  ·  96 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 Sanuwave Health Inc 417.0 $12K 0.00% NEW $29.84
42 VFF Village Farms Intl Inc F Consumer Defensive 2,950.0 $11K 0.00% NEW $3.65 -28.9%
43 AIQ Global X Fund GLB X Art Intl TGY ETF 198.0 $10K 0.00% NEW $50.90 +30.3%
44 XOVR Ershares PVT Pblic Crossover ETF IV 500.0 $10K 0.00% NEW $20.14 +1.0%
45 FIGS Figs Inc Class A Consumer Cyclical 884.0 $10K 0.00% NEW $11.36 +8.9%
46 BTCI Neos Bitcoin High Income ETF 209.0 $9K 0.00% NEW $44.02 -23.2%
47 SPYI Neos S&P 500 High Income ETF 174.0 $9K 0.00% NEW $52.53 +2.4%
48 IWMI Neos Russell 2000 High Inc ETF 186.0 $9K 0.00% NEW $48.68 +7.8%
49 QQQI Neos Nasdaq 100 High Income ETF 167.0 $9K 0.00% NEW $53.86 +6.0%
50 IYRI Neos Real Estate High Income ETF 183.0 $9K 0.00% NEW $48.60 +1.2%
51 TQQQ ProShares Ultrapro QQQ ETF 150.0 $8K 0.00% NEW $52.72 +58.6%
52 IREN Iris Energy LTD F Financial Services 200.0 $8K 0.00% NEW $37.77 +68.9%
53 VOD Vodafone Group F Sponsored ADR Communication Services 424.0 $6K 0.00% NEW $13.21 +12.9%
54 VOOG Vanguard S&P 500 Growth ETF 10.0 $4K NEW $444.60 -81.1%
55 HESM Hess Midstream LP LP Energy 128.0 $4K NEW $34.45 +10.9%
56 BTCC Grayscale Bitcoin Covered Cal ETF 200.0 $4K NEW $21.50 -27.7%
57 FSK FS Investment Corp Financial Services 282.0 $4K NEW $14.81 -27.0%
58 AAON Aaon Inc Industrials 50.0 $4K NEW $76.26 +87.3%
59 Procap Finl Inc 1,000.0 $4K NEW $3.53
60 PPTA Perpetua Res Corp F Basic Materials 120.0 $3K NEW $24.21 +10.2%
Page 3 of 5  ·  96 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 33.8%
Technology 26.2%
Healthcare 7.6%
Consumer Cyclical 7.5%
Energy 6.3%
Industrials 5.7%
Communication Services 4.6%
Consumer Defensive 3.6%
Basic Materials 2.3%
Utilities 1.6%