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Portfolio (Quarterly) Guide ↗

Financial Management Professionals, Inc.

· CIK 0001568132
13F Portfolio $970M AUM 967 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 96 New 190 Added 166 Reduced 76 Exited
Page 5 of 10  ·  190 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 QQQM Invesco Nasdaq 100 ETF 318.0 $81K 0.01% +200.0 +169.5% $253.24 +19.6%
82 Astrazeneca PLC Iam Co F Sponsored ADR 862.0 $79K 0.01% +25.0 +3.0% $91.93
83 EFAV iShares MSCI Minimum Volatility EAFE ETF 915.0 $79K 0.01% +629.0 +219.9% $86.25 +5.5%
84 NOW Service Now Inc Technology 515.0 $79K 0.01% +440.0 +586.7% $153.19 -28.4%
85 NVS Novartis AG F Sponsored ADR Healthcare 548.0 $76K 0.01% +12.0 +2.2% $137.87 +9.5%
86 MO Altria Group Inc Consumer Defensive 1,257.0 $74K 0.01% +538.0 +74.8% $58.72 +22.8%
87 CRWD Crowdstrike HLDGS Inc Technology 147.0 $69K 0.01% +50.0 +51.5% $468.76 +44.3%
88 AXP American Express Co Financial Services 185.0 $68K 0.01% +7.0 +3.9% $369.95 -15.5%
89 NEM Newmont Corp Basic Materials 637.0 $64K 0.01% +31.0 +5.1% $99.85 +8.5%
90 CEG Constellation Energy Cor Utilities 138.0 $49K 0.01% +5.0 +3.8% $353.84 -19.1%
91 ING ING Groep NV Financial Services 1,624.0 $45K 0.01% +46.0 +2.9% $28.00 +10.2%
92 ALL Allstate Corp Financial Services 209.0 $44K 0.01% +114.0 +120.0% $209.15 -0.2%
93 C Citigroup Inc Financial Services 374.0 $44K 0.01% +25.0 +7.2% $116.67 +6.3%
94 SONY Sony Group Corp F Sponsored ADR Technology 1,676.0 $43K 0.00% +599.0 +55.6% $25.60 -14.7%
95 BP BP PLC F Sponsored ADR Energy 1,210.0 $42K 0.00% +100.0 +9.0% $34.73 +19.1%
96 MUFG Mitsubishi UFJ Financial Group Inc Financial Services 2,507.0 $40K 0.00% +119.0 +5.0% $15.86 +19.1%
97 AMR Alpha Metallurgical Resources Inc Energy 183.0 $37K 0.00% +29.0 +18.8% $199.88 +5.9%
98 HMC Honda Motor Co LTD F Sponsored ADR Consumer Cyclical 1,239.0 $37K 0.00% +22.0 +1.8% $29.48 -7.4%
99 KEYS Keysight Tech Inc Technology 170.0 $35K 0.00% +2.0 +1.2% $203.19 +67.0%
100 LHX L3harris Technologies In Industrials 116.0 $34K 0.00% +6.0 +5.5% $293.57 +7.0%
Page 5 of 10  ·  190 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 33.8%
Technology 26.2%
Healthcare 7.6%
Consumer Cyclical 7.5%
Energy 6.3%
Industrials 5.7%
Communication Services 4.6%
Consumer Defensive 3.6%
Basic Materials 2.3%
Utilities 1.6%