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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 9 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 FDS FACTSET RESH SYS INC Financial Services 12,207.0 $2.6M 0.15% +5K +63.2% $216.98 +6.9%
162 SMH VANECK ETF TRUST 6,902.0 $2.6M 0.15% +143.0 +2.1% $383.40 +50.3%
163 GNRC GENERAC HLDGS INC Industrials 13,463.0 $2.6M 0.15% -2K -14.5% $195.33 +38.3%
164 JBND J P MORGAN EXCHANGE TRADED F 48,779.0 $2.6M 0.15% +7K +16.3% $53.77 -1.0%
165 JEPI J P MORGAN EXCHANGE TRADED F 46,168.0 $2.6M 0.15% +362.0 +0.8% $56.68 -0.6%
166 TDIV FIRST TR EXCHANGE TRADED FD 27,771.0 $2.6M 0.15% $93.66 +23.8%
167 FTA FIRST TR EXCHANGE-TRADED ALP 27,907.0 $2.6M 0.15% $92.35 +2.8%
168 GIGB GOLDMAN SACHS ETF TR 55,440.0 $2.5M 0.15% +22K +66.4% $45.80 -0.3%
169 GSIE GOLDMAN SACHS ETF TR 58,592.0 $2.5M 0.15% -35K -37.3% $43.13 +5.8%
170 USMV ISHARES TR 27,174.0 $2.5M 0.14% +650.0 +2.5% $92.74 +4.5%
171 HEFA ISHARES TR 59,304.0 $2.5M 0.14% -366.0 -0.6% $42.50 +6.6%
172 IUSV ISHARES TR 24,218.0 $2.5M 0.14% $102.25 +7.9%
173 RLY SSGA ACTIVE ETF TR 68,012.0 $2.5M 0.14% -6K -8.4% $36.15 +1.7%
174 JPIE J P MORGAN EXCHANGE TRADED F 53,252.0 $2.5M 0.14% +5K +11.5% $46.07 -0.3%
175 SCHV SCHWAB STRATEGIC TR 79,860.0 $2.4M 0.14% +3K +4.3% $30.50 +9.2%
176 GHYB GOLDMAN SACHS ETF TR 54,569.0 $2.4M 0.14% -16K -22.2% $44.57 +0.4%
177 ZTS ZOETIS INC Healthcare 20,426.0 $2.4M 0.14% +328.0 +1.6% $118.21 -32.3%
178 FXR FIRST TR EXCHANGE-TRADED FD 29,514.0 $2.4M 0.14% -4K -11.3% $81.63 +4.8%
179 QQQE DIREXION SHARES ETF TRUST 24,003.0 $2.4M 0.14% +602.0 +2.6% $98.53 +18.4%
180 FFEB FIRST TR EXCHNG TRADED FD VI 41,911.0 $2.3M 0.14% -989.0 -2.3% $55.85 +8.5%
Page 9 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%