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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 8 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 XLP SELECT SECTOR SPDR TR 37,491.0 $3.1M 0.18% +2K +6.8% $81.98 +3.4%
142 ULTA ULTA BEAUTY INC Consumer Cyclical 5,792.0 $3.0M 0.17% -631.0 -9.8% $522.74 -1.5%
143 IAU ISHARES GOLD TR Financial Services 33,976.0 $3.0M 0.17% -33K -49.0% $88.16 -3.8%
144 AMLP ALPS ETF TR 56,780.0 $3.0M 0.17% -2K -3.1% $52.64 +3.6%
145 XLI SELECT SECTOR SPDR TR 18,319.0 $3.0M 0.17% +645.0 +3.6% $161.73 +6.2%
146 XLV SELECT SECTOR SPDR TR 20,206.0 $3.0M 0.17% +791.0 +4.1% $146.61 +2.2%
147 CEG CONSTELLATION ENERGY CORP Utilities 10,454.0 $2.9M 0.17% +5K +79.3% $279.24 +5.3%
148 GDX VANECK ETF TRUST 31,702.0 $2.9M 0.17% -4K -10.5% $91.77 -7.4%
149 FIS FIDELITY NATL INFORMATION SV Technology 60,205.0 $2.8M 0.16% +3K +6.0% $46.91 -7.1%
150 LRCX LAM RESEARCH CORP Technology 13,192.0 $2.8M 0.16% +545.0 +4.3% $213.66 +42.9%
151 BIL SPDR SERIES TRUST 30,752.0 $2.8M 0.16% +13K +76.5% $91.64 -0.1%
152 BLDR BUILDERS FIRSTSOURCE INC Industrials 34,138.0 $2.8M 0.16% +420.0 +1.2% $82.33 -9.9%
153 KMI KINDER MORGAN INC DEL Energy 82,674.0 $2.8M 0.16% $33.53 +0.8%
154 IYW ISHARES TR 15,259.0 $2.8M 0.16% -192.0 -1.2% $181.42 +33.3%
155 VCIT VANGUARD SCOTTSDALE FDS 32,419.0 $2.7M 0.15% $82.75 -0.6%
156 STIP ISHARES TR 25,896.0 $2.7M 0.15% +698.0 +2.8% $103.43 -0.1%
157 DGRW WISDOMTREE TR 30,481.0 $2.7M 0.15% $87.84 +9.7%
158 XLC SELECT SECTOR SPDR TR 24,116.0 $2.7M 0.15% +236.0 +1.0% $110.86 +4.2%
159 V VISA INC Financial Services 8,836.0 $2.7M 0.15% +3K +46.0% $302.25 +8.8%
160 BROWN FORMAN CORP 100,562.0 $2.7M 0.15% +50K +99.3% $26.44
Page 8 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%