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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 6 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 AVGO BROADCOM INC Technology 14,962.0 $4.6M 0.27% -84.0 -0.6% $309.50 +33.8%
102 IVOL KRANESHARES TRUST 247,126.0 $4.6M 0.27% +6K +2.6% $18.71 -4.4%
103 AEP AMERICAN ELEC PWR CO INC Utilities 35,124.0 $4.6M 0.27% +2K +5.6% $131.08 +0.4%
104 VSS VANGUARD INTL EQUITY INDEX F 30,961.0 $4.5M 0.26% +577.0 +1.9% $145.79 +9.3%
105 B BARRICK MNG CORP Basic Materials 109,278.0 $4.5M 0.26% $40.79 -0.3%
106 FLTB FIDELITY MERRIMACK STR TR 87,579.0 $4.4M 0.25% +3K +3.8% $50.27 -0.2%
107 EOG EOG RES INC Energy 29,345.0 $4.2M 0.24% -2K -7.2% $144.57 -2.3%
108 FAUG FIRST TR EXCHNG TRADED FD VI 81,790.0 $4.2M 0.24% -10K -10.4% $51.78 +8.0%
109 ODFL OLD DOMINION FREIGHT LINE IN Industrials 21,515.0 $4.2M 0.24% +234.0 +1.1% $195.40 +7.7%
110 VWOB VANGUARD WHITEHALL FDS 63,860.0 $4.2M 0.24% +1K +2.0% $65.69 +0.9%
111 FANG DIAMONDBACK ENERGY INC Energy 20,917.0 $4.1M 0.24% -4K -17.0% $197.79 +1.5%
112 JNK SPDR SERIES TRUST 42,582.0 $4.1M 0.23% +629.0 +1.5% $95.72 +0.6%
113 CORPAY INC 13,776.0 $4.0M 0.23% $290.99
114 TOL TOLL BROTHERS INC Consumer Cyclical 29,054.0 $4.0M 0.23% +243.0 +0.8% $136.47 -1.6%
115 SDVY FIRST TR EXCHANGE TRADED FD 100,055.0 $3.9M 0.23% +16K +18.8% $39.43 +5.4%
116 BDVL BLACKROCK ETF TRUST 160,011.0 $3.9M 0.23% -3K -1.6% $24.65 +6.2%
117 QQQM INVESCO EXCH TRADED FD TR II 16,573.0 $3.9M 0.23% +3K +19.8% $237.62 +24.3%
118 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 11,630.0 $3.9M 0.23% +2K +19.1% $337.96 +19.7%
119 SPMO INVESCO EXCH TRADED FD TR II 34,726.0 $3.9M 0.23% +16K +84.5% $112.11 +29.3%
120 VRIG INVESCO ACTIVELY MANAGED EXC 152,257.0 $3.8M 0.22% -9K -5.3% $25.04 +0.0%
Page 6 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%