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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 32 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 EXTR EXTREME NETWORKS INC Technology 14,000.0 $211K 0.01% $15.08 +69.8%
622 TROW PRICE T ROWE GROUP INC Financial Services 2,331.0 $210K 0.01% NEW $90.14 +14.7%
623 TOTALENERGIES SE 2,309.0 $210K 0.01% NEW $90.98
624 ENB ENBRIDGE INC Energy 3,880.0 $210K 0.01% NEW $54.14 +7.2%
625 LUCKY STRIKE ENTERTAINMENT C 25,094.0 $209K 0.01% -1K -4.9% $8.32
626 IAK ISHARES TR 1,623.0 $208K 0.01% -432.0 -21.0% $128.32 +4.5%
627 WU WESTERN UN CO Financial Services 23,787.0 $208K 0.01% NEW $8.73 -4.1%
628 MIY BLACKROCK MUNIYIELD MICH QU Financial Services 17,379.0 $206K 0.01% +4K +28.4% $11.88 +1.1%
629 MCK MCKESSON CORP Healthcare 237.0 $205K 0.01% NEW $865.24 -11.5%
630 WES WESTERN MIDSTREAM PARTNERS L Energy 4,951.0 $204K 0.01% NEW $41.17 +11.8%
631 OUSM ALPS ETF TR 4,648.0 $203K 0.01% NEW $43.74 +6.4%
632 VFH VANGUARD WORLD FD 1,672.0 $202K 0.01% -276.0 -14.2% $120.84 +5.4%
633 BUD ANHEUSER BUSCH INBEV SA NV Consumer Defensive 2,892.0 $201K 0.01% NEW $69.37 +20.3%
634 ASSERTIO HOLDINGS INC 203,000.0 $196K 0.01% $0.96
635 YYY AMPLIFY ETF TR 17,081.0 $188K 0.01% $11.03 +4.9%
636 HRZN HORIZON TECHNOLOGY FIN CORP Financial Services 43,553.0 $183K 0.01% -6K -11.2% $4.21 -4.8%
637 MUJ BLACKROCK MUNIHLDGS NJ QLTY Financial Services 15,406.0 $178K 0.01% $11.57 +4.9%
638 ONDS ONDAS INC Technology 18,100.0 $164K 0.01% NEW $9.04 +0.2%
639 NUVEEN NEW JERSEY 12,892.0 $159K 0.01% -4K -24.0% $12.30
640 EATON VANCE TAX-MANAGED GLOB 17,250.0 $151K 0.01% $8.78
Page 32 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%