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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 30 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 SCHW SCHWAB CHARLES CORP Financial Services 2,573.0 $242K 0.01% NEW $93.97 -4.1%
582 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 1,915.0 $240K 0.01% NEW $125.46 +3.6%
583 LIN LINDE PLC Basic Materials 482.0 $239K 0.01% NEW $495.64 +4.4%
584 MSI MOTOROLA SOLUTIONS INC Technology 550.0 $239K 0.01% NEW $434.13 -6.9%
585 XBI SPDR SERIES TRUST 1,868.0 $239K 0.01% NEW $127.70 +3.1%
586 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 3,125.0 $238K 0.01% NEW $76.16 +7.4%
587 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 1,086.0 $238K 0.01% NEW $218.72 -2.7%
588 HNDL STRATEGY SHS 10,839.0 $237K 0.01% $21.84 +4.8%
589 ET ENERGY TRANSFER L P Energy 12,262.0 $237K 0.01% NEW $19.30 +4.0%
590 GEM GOLDMAN SACHS ETF TR 5,441.0 $235K 0.01% NEW $43.20 +15.5%
591 FQAL FIDELITY COVINGTON TRUST 3,236.0 $235K 0.01% NEW $72.60 +11.1%
592 TIPX SPDR SERIES TRUST 12,240.0 $235K 0.01% NEW $19.19 -0.5%
593 FSI FLEXIBLE SOLUTIONS INTL INC Basic Materials 43,185.0 $233K 0.01% +8K +23.5% $5.40 +22.0%
594 IEV ISHARES TR 3,415.0 $232K 0.01% NEW $67.94 +7.0%
595 ALLW SSGA ACTIVE TR 8,005.0 $231K 0.01% NEW $28.85 +3.5%
596 BLACKROCK ETF TRUST 4,161.0 $230K 0.01% NEW $55.29
597 SCHA SCHWAB STRATEGIC TR 7,897.0 $230K 0.01% -2K -17.9% $29.08 +14.6%
598 DFEB FIRST TR EXCHNG TRADED FD VI 4,825.0 $229K 0.01% NEW $47.37 +6.0%
599 PPLT ABRDN PLATINUM ETF TRUST Financial Services 1,281.0 $228K 0.01% -568.0 -30.7% $178.23 -90.2%
600 PDI PIMCO DYNAMIC INCOME FD Financial Services 13,335.0 $228K 0.01% NEW $17.11 -2.9%
Page 30 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%