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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 28 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 EVIM MORGAN STANLEY ETF TRUST 5,360.0 $282K 0.02% NEW $52.55 +0.1%
542 HBAN HUNTINGTON BANCSHARES INC Financial Services 17,968.0 $281K 0.02% $15.65 +1.7%
543 XMAR FIRST TR EXCHNG TRADED FD VI 6,934.0 $281K 0.02% +157.0 +2.3% $40.49 +4.8%
544 COF CAPITAL ONE FINL CORP Financial Services 1,531.0 $279K 0.02% -143.0 -8.5% $182.41 +3.0%
545 KBWB INVESCO EXCH TRADED FD TR II 3,518.0 $278K 0.02% +305.0 +9.5% $79.11 +9.4%
546 FMB FIRST TR EXCH TRADED FD III 5,479.0 $278K 0.02% -92.0 -1.6% $50.66 +0.0%
547 PXF INVESCO EXCH TRADED FD TR II 3,962.0 $277K 0.02% NEW $69.90 +9.3%
548 IGF ISHARES TR 4,123.0 $276K 0.02% -196.0 -4.5% $66.99 +0.6%
549 EXC EXELON CORP Utilities 5,621.0 $276K 0.02% NEW $49.02 -5.7%
550 IEI ISHARES TR 2,322.0 $275K 0.02% -4K -65.6% $118.58 -1.2%
551 USFD US FOODS HLDG CORP Consumer Defensive 2,969.0 $274K 0.02% NEW $92.20 -12.7%
552 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 3,036.0 $274K 0.02% -178.0 -5.5% $90.11 +15.2%
553 FFLC FIDELITY COVINGTON TRUST 5,319.0 $273K 0.02% -1K -20.7% $51.29 +13.4%
554 MMT MFS MULTIMARKET INCOME TR Financial Services 58,883.0 $272K 0.02% -8K -12.4% $4.62 -2.8%
555 VGIT VANGUARD SCOTTSDALE FDS 4,559.0 $271K 0.02% -660.0 -12.7% $59.55 -1.4%
556 VEU VANGUARD INTL EQUITY INDEX F 3,593.0 $270K 0.02% NEW $75.10 +9.8%
557 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 12,206.0 $269K 0.02% -683.0 -5.3% $22.06 -1.4%
558 ACWX ISHARES TR 3,914.0 $268K 0.01% NEW $68.48 +9.7%
559 FNDE SCHWAB STRATEGIC TR 7,001.0 $268K 0.01% NEW $38.26 +6.0%
560 JAVA J P MORGAN EXCHANGE TRADED F 3,723.0 $267K 0.01% NEW $71.75 +6.9%
Page 28 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%