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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 27 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 SYK STRYKER CORPORATION Healthcare 945.0 $311K 0.02% +66.0 +7.5% $328.60 -3.7%
522 HYS PIMCO ETF TR 3,292.0 $307K 0.02% NEW $93.26 +0.2%
523 GYLD ARROW ETF TR 22,303.0 $307K 0.02% -1K -5.8% $13.75 +4.3%
524 QYLD GLOBAL X FDS 17,874.0 $307K 0.02% +3K +22.6% $17.15 +4.3%
525 ITA ISHARES TR 1,384.0 $303K 0.02% -16K -92.0% $218.77 +3.0%
526 LNT ALLIANT ENERGY CORP Utilities 4,157.0 $298K 0.02% +31.0 +0.8% $71.76 +3.0%
527 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 35,257.0 $298K 0.02% +9K +33.5% $8.45 +32.9%
528 VFMV VANGUARD WELLINGTON FD 2,234.0 $298K 0.02% NEW $133.23 +6.7%
529 THYF T ROWE PRICE ETF INC 5,834.0 $298K 0.02% +227.0 +4.0% $51.01 +1.5%
530 MFS ACTIVE EXCHANGE TRADED F 9,995.0 $297K 0.02% NEW $29.72
531 BUFD FIRST TR EXCHNG TRADED FD VI 10,549.0 $295K 0.02% $28.00 +5.5%
532 TPHD TIMOTHY PLAN 7,112.0 $294K 0.02% $41.36 +1.1%
533 VDC VANGUARD WORLD FD 1,301.0 $292K 0.02% +76.0 +6.2% $224.54 +2.3%
534 FIDELITY COVINGTON TRUST 4,150.0 $292K 0.02% $70.36
535 XMMO INVESCO EXCHANGE TRADED FD T 2,004.0 $291K 0.02% NEW $145.02 +13.6%
536 CL COLGATE PALMOLIVE CO Consumer Defensive 3,399.0 $290K 0.02% +92.0 +2.8% $85.22 +6.3%
537 IYE ISHARES TR 4,447.0 $288K 0.02% NEW $64.77 -2.8%
538 BSCQ INVESCO EXCH TRD SLF IDX FD 14,667.0 $286K 0.02% -14K -48.0% $19.53 -0.1%
539 ANNALY CAPITAL MANAGEMENT IN 13,469.0 $285K 0.02% +3K +29.2% $21.15
540 BSCS INVESCO EXCH TRD SLF IDX FD 13,826.0 $282K 0.02% NEW $20.42 -0.4%
Page 27 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%