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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 26 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 OGE OGE ENERGY CORP Utilities 7,214.0 $346K 0.02% -400.0 -5.2% $47.96 +1.2%
502 IYF ISHARES TR 2,940.0 $346K 0.02% $117.66 +5.2%
503 GSST GOLDMAN SACHS ETF TR 6,821.0 $345K 0.02% -3K -30.7% $50.55 -0.1%
504 IWS ISHARES TR 2,363.0 $344K 0.02% +272.0 +13.0% $145.74 +8.8%
505 CLSE TRUST FOR PROFESSIONAL MANAG 12,235.0 $344K 0.02% +545.0 +4.7% $28.14 +17.1%
506 VCSH VANGUARD SCOTTSDALE FDS 4,329.0 $343K 0.02% -286.0 -6.2% $79.27 -0.5%
507 ASML ASML HLDG NV Technology 259.0 $342K 0.02% -27.0 -9.4% $1318.58 +23.8%
508 NZF NUVEEN MUN CR INCOME FD Financial Services 27,939.0 $340K 0.02% +8K +42.4% $12.18 +1.2%
509 BKLN INVESCO EXCH TRADED FD TR II 16,582.0 $338K 0.02% +1K +8.4% $20.41 +0.3%
510 PLTR PALANTIR TECHNOLOGIES INC Technology 2,311.0 $338K 0.02% -422.0 -15.4% $146.29 -6.4%
511 HYGH ISHARES U S ETF TR 3,937.0 $337K 0.02% -2K -35.8% $85.60 +1.2%
512 FIXD FIRST TR EXCHNG TRADED FD VI 7,694.0 $335K 0.02% +526.0 +7.3% $43.59 -0.5%
513 CGDV CAPITAL GROUP DIVIDEND VALUE 7,684.0 $327K 0.02% +275.0 +3.7% $42.54 +12.8%
514 VLO VALERO ENERGY CORP Energy 1,322.0 $327K 0.02% NEW $247.17 -0.1%
515 PKW INVESCO EXCHANGE TRADED FD T 2,489.0 $327K 0.02% -86.0 -3.3% $131.23 +3.9%
516 DTE DTE ENERGY CO Utilities 2,220.0 $325K 0.02% -98.0 -4.2% $146.24 -0.6%
517 DOW DOW HLDGS INC Basic Materials 7,660.0 $319K 0.02% NEW $41.65 -13.5%
518 SUN SUNOCO LP/SUNOCO FIN CORP Energy 4,871.0 $316K 0.02% NEW $64.97 +8.2%
519 ACWI ISHARES TR 2,284.0 $316K 0.02% -556.0 -19.6% $138.37 +12.7%
520 WTV WISDOMTREE TR 3,281.0 $311K 0.02% $94.73 +7.5%
Page 26 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%