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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 25 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 RDVY FIRST TR EXCHANGE TRADED FD 5,741.0 $392K 0.02% NEW $68.28 +10.2%
482 MFS ACTIVE EXCHANGE TRADED F 14,515.0 $388K 0.02% NEW $26.73
483 MINT PIMCO ETF TR 3,857.0 $388K 0.02% -615.0 -13.8% $100.57 +0.1%
484 CI THE CIGNA GROUP Healthcare 1,453.0 $388K 0.02% +21.0 +1.5% $266.76 +7.3%
485 HUBS HUBSPOT INC Technology 1,563.0 $382K 0.02% +259.0 +19.9% $244.10 -17.3%
486 IDOG ALPS ETF TR 9,095.0 $379K 0.02% -511.0 -5.3% $41.65 +4.9%
487 IGRO ISHARES TR 4,491.0 $376K 0.02% +838.0 +22.9% $83.77 +5.5%
488 FENI FIDELITY COVINGTON TRUST 9,894.0 $368K 0.02% $37.20 +7.4%
489 DBC INVESCO DB COMMDY INDX TRCK Financial Services 12,592.0 $365K 0.02% +324.0 +2.6% $28.95 +5.5%
490 SDY SPDR SERIES TRUST 2,474.0 $361K 0.02% -96.0 -3.7% $145.93 +2.8%
491 CGNG CAPITAL GROUP NEW GEOGRAPHY 11,383.0 $359K 0.02% NEW $31.57 +12.6%
492 FESM FIDELITY COVINGTON TRUST 9,450.0 $359K 0.02% -578.0 -5.8% $38.00 +17.9%
493 RSPF INVESCO EXCHANGE TRADED FD T 5,025.0 $359K 0.02% $71.39 +6.1%
494 COKE COCA COLA CONS INC Consumer Defensive 1,853.0 $355K 0.02% +112.0 +6.4% $191.76 -8.5%
495 CVS CVS HEALTH CORP Healthcare 4,946.0 $355K 0.02% -930.0 -15.8% $71.82 +29.9%
496 FTXN FIRST TR EXCHANGE TRADED FD 9,200.0 $355K 0.02% -310.0 -3.3% $38.60 -3.0%
497 OKLO OKLO INC Utilities 7,120.0 $353K 0.02% NEW $49.59 +32.8%
498 KBWD INVESCO EXCH TRADED FD TR II 28,042.0 $352K 0.02% -3K -10.8% $12.54 -1.1%
499 TPLC TIMOTHY PLAN 7,526.0 $350K 0.02% +211.0 +2.9% $46.44 +5.0%
500 AOR ISHARES TR 5,382.0 $346K 0.02% -809.0 -13.1% $64.35 +6.9%
Page 25 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%