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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 20 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 CB CHUBB LTD SWITZ Financial Services 1,990.0 $648K 0.04% +129.0 +6.9% $325.87 +0.6%
382 F FORD MTR CO Consumer Cyclical 56,033.0 $647K 0.04% -3K -5.1% $11.54 +29.4%
383 ICLO INVESCO ACTIVELY MANAGED EXC 25,236.0 $644K 0.04% +2K +10.0% $25.51 -0.0%
384 GCOR GOLDMAN SACHS ETF TR 15,409.0 $637K 0.04% +267.0 +1.8% $41.32 -1.1%
385 GLW CORNING INC Technology 4,672.0 $635K 0.04% -675.0 -12.6% $135.98 +42.7%
386 NOBL PROSHARES TR 5,937.0 $629K 0.04% +39.0 +0.7% $106.02 +1.7%
387 FEX FIRST TR EXCHANGE-TRADED ALP 5,114.0 $624K 0.04% $121.94 +9.3%
388 ITB ISHARES TR 6,876.0 $623K 0.04% +48.0 +0.7% $90.55 +0.5%
389 CVSB MORGAN STANLEY ETF TRUST 12,258.0 $620K 0.04% NEW $50.61 +0.3%
390 MDU MDU RES GROUP INC Industrials 29,812.0 $618K 0.04% +8K +36.8% $20.72 +6.9%
391 UNILEVER PLC 10,841.0 $618K 0.04% +2K +20.3% $56.97
392 SCHF SCHWAB STRATEGIC TR 24,789.0 $614K 0.04% $24.75 +10.1%
393 JVAL J P MORGAN EXCHANGE TRADED F 12,441.0 $608K 0.04% +364.0 +3.0% $48.86 +14.7%
394 VEEV VEEVA SYS INC Healthcare 3,459.0 $608K 0.04% +697.0 +25.2% $175.66 -8.8%
395 BUNGE GLOBAL SA 4,768.0 $606K 0.04% +982.0 +25.9% $127.20
396 FIW FIRST TR EXCHANGE-TRADED FD 5,867.0 $605K 0.04% +224.0 +4.0% $103.12 -0.9%
397 BMRN BIOMARIN PHARMACEUTICAL INC Healthcare 10,592.0 $598K 0.04% NEW $56.49 -4.2%
398 RKLB ROCKET LAB CORP Industrials 9,298.0 $597K 0.03% +4K +63.1% $64.22 +111.4%
399 FDL FIRST TR EXCHANGE-TRADED FD 11,603.0 $589K 0.03% -106.0 -0.9% $50.80 +0.3%
400 IXUS ISHARES TR 6,753.0 $585K 0.03% -760.0 -10.1% $86.63 +9.6%
Page 20 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%