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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 17 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 BP BP PLC Energy 18,275.0 $859K 0.05% +6K +44.2% $47.00 -5.6%
322 SPLV INVESCO EXCH TRADED FD TR II 11,743.0 $859K 0.05% +4K +43.5% $73.14 +1.3%
323 MGEE MGE ENERGY INC Utilities 11,106.0 $858K 0.05% +71.0 +0.6% $77.29 -1.6%
324 FBND FIDELITY MERRIMACK STR TR 18,743.0 $855K 0.05% -693.0 -3.6% $45.62 -0.5%
325 TFLO ISHARES TR 16,803.0 $851K 0.05% +2K +14.0% $50.63 -0.0%
326 MRSH MARSH & MCLENNAN COS INC Financial Services 4,832.0 $838K 0.05% +596.0 +14.1% $173.45 -5.4%
327 EWJ ISHARES INC 9,849.0 $832K 0.05% +2K +21.6% $84.44 +8.5%
328 ZETA ZETA GLOBAL HOLDINGS CORP Technology 51,530.0 $820K 0.05% -1K -2.1% $15.92 +13.4%
329 ITOT ISHARES TR 5,754.0 $820K 0.05% -117.0 -2.0% $142.43 +14.4%
330 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 8,844.0 $816K 0.05% +63.0 +0.7% $92.32 -0.6%
331 DIA STATE STR SPDR DOW JONES IND Financial Services 1,759.0 $815K 0.05% -88.0 -4.8% $463.11 +9.3%
332 NVS NOVARTIS AG Healthcare 5,322.0 $813K 0.05% +272.0 +5.4% $152.76 -0.5%
333 UPS UNITED PARCEL SVCS INC Industrials 8,256.0 $812K 0.05% +578.0 +7.5% $98.38 +2.7%
334 WEC WEC ENERGY GROUP INC Utilities 6,996.0 $810K 0.05% -49.0 -0.7% $115.77 -2.0%
335 DIVI FRANKLIN TEMPLETON ETF TR 20,045.0 $798K 0.05% -176.0 -0.9% $39.81 +7.9%
336 ARKK ARK ETF TR 11,801.0 $798K 0.05% -872.0 -6.9% $67.59 +13.0%
337 SPHY SPDR SERIES TRUST 34,107.0 $795K 0.05% -10K -23.5% $23.32 +0.4%
338 SYY SYSCO CORP Consumer Defensive 11,060.0 $789K 0.05% -886.0 -7.4% $71.33 +7.0%
339 SYSB ISHARES TR 8,848.0 $787K 0.04% +277.0 +3.2% $89.00 -0.9%
340 AGNC AGNC INVT CORP Real Estate 78,430.0 $787K 0.04% -8K -9.3% $10.03 +1.8%
Page 17 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%