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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 15 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 IGE ISHARES TR 16,635.0 $1.0M 0.06% NEW $62.94 -2.1%
282 KRYS KRYSTAL BIOTECH INC Healthcare 4,050.0 $1.0M 0.06% -310.0 -7.1% $258.32 +15.9%
283 CEF SPROTT ASSET MANAGEMENT LP Financial Services 21,914.0 $1.0M 0.06% +2K +9.9% $47.72 -0.8%
284 ACN ACCENTURE PLC IRELAND Technology 5,258.0 $1.0M 0.06% +68.0 +1.3% $198.28 -9.6%
285 BMY BRISTOL-MYERS SQUIBB CO Healthcare 16,975.0 $1.0M 0.06% +5K +38.3% $60.65 -2.0%
286 HEWLETT PACKARD ENTERPRISE C 15,810.0 $1.0M 0.06% +2K +12.0% $64.51
287 NFG NATIONAL FUEL GAS CO Energy 10,839.0 $1.0M 0.06% +3K +45.0% $93.96 -13.9%
288 QMAR FIRST TR EXCHNG TRADED FD VI 30,200.0 $1.0M 0.06% -3K -7.7% $33.62 +10.2%
289 IWB ISHARES TR 2,837.0 $1.0M 0.06% +50.0 +1.8% $356.55 +14.0%
290 FMDE FIDELITY COVINGTON TRUST 27,925.0 $1.0M 0.06% -804.0 -2.8% $35.96 +9.0%
291 XTL SPDR SERIES TRUST 5,298.0 $996K 0.06% NEW $188.06 +24.3%
292 MP MP MATERIALS CORP Basic Materials 20,596.0 $994K 0.06% -248.0 -1.2% $48.26 +33.6%
293 HEI HEICO CORP NEW Industrials 3,567.0 $978K 0.06% +450.0 +14.4% $274.20 +9.8%
294 JUCY ETF SER SOLUTIONS 44,054.0 $976K 0.06% +1K +3.4% $22.15 +0.2%
295 DHR DANAHER CORP DEL Healthcare 5,119.0 $971K 0.06% +222.0 +4.5% $189.61 -9.3%
296 KKR & CO INC 23,822.0 $958K 0.06% +7K +38.9% $40.22
297 NFLX NETFLIX INC. Communication Services 9,963.0 $958K 0.06% -571.0 -5.4% $96.15 -7.9%
298 FDVV FIDELITY COVINGTON TRUST 17,121.0 $946K 0.06% +1K +9.3% $55.24 +9.9%
299 AJG GALLAGHER ARTHUR J & CO Financial Services 4,347.0 $942K 0.05% +1K +38.9% $216.59 -5.5%
300 FTSM FIRST TR EXCHANGE-TRADED FD 15,749.0 $941K 0.05% NEW $59.78 +0.3%
Page 15 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%