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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 14 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 MPC MARATHON PETE CORP Energy 4,865.0 $1.2M 0.07% +578.0 +13.5% $244.20 +4.3%
262 IEF ISHARES TR 12,378.0 $1.2M 0.07% +2K +17.1% $95.44 -1.6%
263 EMB ISHARES TR 12,467.0 $1.2M 0.07% -19K -59.8% $93.93 +1.3%
264 HD HOME DEPOT INC Consumer Cyclical 3,528.0 $1.2M 0.07% +121.0 +3.5% $328.90 -4.8%
265 PDBC INVESCO ACTVELY MNGD ETC FD 66,785.0 $1.2M 0.07% +2K +2.4% $17.32 +5.1%
266 VRTX VERTEX PHARMACEUTICALS INC Healthcare 2,583.0 $1.2M 0.07% +43.0 +1.7% $446.46 -2.7%
267 MU MICRON TECHNOLOGY INC Technology 3,404.0 $1.2M 0.07% -12K -78.4% $337.85 +122.3%
268 GEV GE VERNOVA INC Utilities 1,291.0 $1.1M 0.07% +199.0 +18.2% $872.61 +19.0%
269 SHW SHERWIN WILLIAMS CO Basic Materials 3,501.0 $1.1M 0.07% -36.0 -1.0% $320.55 -3.6%
270 PANW PALO ALTO NETWORKS INC Technology 6,984.0 $1.1M 0.07% +4K +149.7% $160.31 +62.5%
271 DSI ISHARES TR 9,164.0 $1.1M 0.06% -1K -10.5% $121.18 +16.6%
272 AMAT APPLIED MATLS INC Technology 3,244.0 $1.1M 0.06% +803.0 +32.9% $341.81 +26.4%
273 WWD WOODWARD INC Industrials 3,077.0 $1.1M 0.06% $357.94 -1.8%
274 FXG FIRST TR EXCHANGE-TRADED FD 17,239.0 $1.1M 0.06% $63.72 -3.7%
275 PSX PHILLIPS 66 Energy 6,017.0 $1.1M 0.06% -1K -18.7% $182.18 -2.5%
276 IJS ISHARES TR 9,196.0 $1.1M 0.06% +267.0 +3.0% $118.45 +9.3%
277 CMCSA COMCAST CORP NEW Communication Services 37,887.0 $1.1M 0.06% +28K +277.4% $28.71 -12.2%
278 FXO FIRST TR EXCHANGE-TRADED FD 19,155.0 $1.1M 0.06% $56.19 +5.8%
279 NOW SERVICENOW INC Technology 10,286.0 $1.1M 0.06% +4K +55.2% $104.55 -2.3%
280 LVHI LEGG MASON ETF INVT 26,366.0 $1.1M 0.06% -2K -6.7% $40.54 +2.4%
Page 14 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%