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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 12 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 ADP AUTOMATIC DATA PROCESSING IN Industrials 8,018.0 $1.6M 0.09% -137.0 -1.7% $203.19 +10.9%
222 ABT ABBOTT LABORATORIES Healthcare 15,806.0 $1.6M 0.09% +2K +16.5% $102.67 -14.9%
223 FXU FIRST TR EXCHANGE-TRADED FD 32,534.0 $1.6M 0.09% +2K +6.2% $49.59 -1.4%
224 ACM AECOM Industrials 19,000.0 $1.6M 0.09% -349.0 -1.8% $84.82 -15.1%
225 ETF SER SOLUTIONS 59,745.0 $1.6M 0.09% +1K +2.4% $26.60
226 AMGN AMGEN INC Healthcare 4,430.0 $1.6M 0.09% -579.0 -11.6% $351.87 -3.6%
227 SPYI NEOS ETF TRUST 31,462.0 $1.6M 0.09% NEW $49.37 +8.1%
228 DVY ISHARES TR 10,232.0 $1.5M 0.09% -897.0 -8.1% $151.41 +2.9%
229 BLACKROCK ETF TRUST 21,975.0 $1.5M 0.09% -3K -10.3% $70.14
230 OKE ONEOK INC NEW Energy 16,833.0 $1.5M 0.09% +3K +21.8% $90.39 +4.0%
231 GE GE AEROSPACE Industrials 5,288.0 $1.5M 0.09% +2K +45.2% $283.79 +6.7%
232 MS MORGAN STANLEY Financial Services 8,941.0 $1.5M 0.09% +224.0 +2.6% $164.57 +22.2%
233 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 31,417.0 $1.5M 0.08% -16K -33.3% $46.19 -3.8%
234 IWM ISHARES TR 5,809.0 $1.4M 0.08% +365.0 +6.7% $247.98 +15.0%
235 VGT VANGUARD WORLD FD 2,064.0 $1.4M 0.08% -60.0 -2.8% $697.83 -83.4%
236 CAT CATERPILLAR INC Industrials 2,019.0 $1.4M 0.08% -23.0 -1.1% $708.54 +24.2%
237 ORCL ORACLE CORP Technology 9,553.0 $1.4M 0.08% +857.0 +9.9% $147.11 +30.6%
238 VOOV VANGUARD ADMIRAL FDS INC 6,855.0 $1.4M 0.08% +839.0 +13.9% $203.78 +8.0%
239 MAR MARRIOTT INTL INC NEW Consumer Cyclical 4,227.0 $1.4M 0.08% NEW $327.03 +12.9%
240 FIRST TR EXCHANGE TRADED FD 59,224.0 $1.4M 0.08% +4K +6.4% $22.95
Page 12 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%