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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 10 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 VTIP VANGUARD MALVERN FDS 46,577.0 $2.3M 0.13% -12K -20.1% $49.95 +0.5%
182 OSCV ETF SER SOLUTIONS 58,204.0 $2.3M 0.13% +2K +4.2% $39.44 +3.0%
183 ESGU ISHARES TR 15,784.0 $2.2M 0.13% -137.0 -0.9% $141.42 +15.1%
184 ZM ZOOM COMMUNICATIONS INC Technology 27,762.0 $2.2M 0.13% NEW $80.39 +20.4%
185 SHM SPDR SERIES TRUST 46,307.0 $2.2M 0.13% +1K +2.3% $47.83 -0.2%
186 VTV VANGUARD INDEX FDS 11,266.0 $2.2M 0.13% -569.0 -4.8% $196.20 +7.5%
187 SPYD SPDR SERIES TRUST 48,361.0 $2.2M 0.13% -1K -2.5% $45.52 +4.8%
188 TSLA TESLA INC Consumer Cyclical 5,913.0 $2.2M 0.13% +151.0 +2.6% $371.77 +14.6%
189 SO SOUTHERN CO Utilities 22,707.0 $2.2M 0.13% +615.0 +2.8% $96.52 -2.0%
190 EFA ISHARES TR 22,126.0 $2.1M 0.12% +1K +6.7% $97.13 +7.1%
191 IWD ISHARES TR 9,911.0 $2.1M 0.12% -251.0 -2.5% $213.67 +10.6%
192 KMB KIMBERLY-CLARK CORP Consumer Defensive 21,822.0 $2.1M 0.12% $96.47 +2.8%
193 QTEC FIRST TR EXCHANGE-TRADED FD 9,740.0 $2.1M 0.12% -544.0 -5.3% $215.98 +41.0%
194 SCZ ISHARES TR 26,788.0 $2.1M 0.12% +2K +6.8% $78.41 +8.6%
195 BAC BANK AMERICA CORP Financial Services 43,078.0 $2.1M 0.12% -938.0 -2.1% $48.75 +6.3%
196 IDV ISHARES TR 48,531.0 $2.1M 0.12% +19K +63.0% $42.56 +5.6%
197 BND VANGUARD BD INDEX FDS 27,588.0 $2.0M 0.12% +13K +90.0% $73.64 -0.9%
198 GPIQ GOLDMAN SACHS ETF TR 40,758.0 $2.0M 0.12% +6K +18.6% $49.49 +17.4%
199 XLY SELECT SECTOR SPDR TR 18,005.0 $2.0M 0.11% +2K +15.4% $108.98 +9.4%
200 ADME ETF SER SOLUTIONS 39,615.0 $2.0M 0.11% +1K +3.2% $49.43 +12.8%
Page 10 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%