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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 3 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 VXF VANGUARD INDEX FDS 16,607.0 $3.4M 0.20% -398.0 -2.3% $205.80 +12.2%
42 GNR SPDR INDEX SHS FDS 45,494.0 $3.4M 0.20% -3K -5.8% $74.67 -1.2%
43 ULTA ULTA BEAUTY INC Consumer Cyclical 5,792.0 $3.0M 0.17% -631.0 -9.8% $522.74 -1.5%
44 IAU ISHARES GOLD TR Financial Services 33,976.0 $3.0M 0.17% -33K -49.0% $88.16 -3.8%
45 AMLP ALPS ETF TR 56,780.0 $3.0M 0.17% -2K -3.1% $52.64 +3.6%
46 GDX VANECK ETF TRUST 31,702.0 $2.9M 0.17% -4K -10.5% $91.77 -7.4%
47 IYW ISHARES TR 15,259.0 $2.8M 0.16% -192.0 -1.2% $181.42 +33.3%
48 GNRC GENERAC HLDGS INC Industrials 13,463.0 $2.6M 0.15% -2K -14.5% $195.33 +38.3%
49 GSIE GOLDMAN SACHS ETF TR 58,592.0 $2.5M 0.15% -35K -37.3% $43.13 +5.8%
50 HEFA ISHARES TR 59,304.0 $2.5M 0.14% -366.0 -0.6% $42.50 +6.6%
51 RLY SSGA ACTIVE ETF TR 68,012.0 $2.5M 0.14% -6K -8.4% $36.15 +1.7%
52 GHYB GOLDMAN SACHS ETF TR 54,569.0 $2.4M 0.14% -16K -22.2% $44.57 +0.4%
53 FXR FIRST TR EXCHANGE-TRADED FD 29,514.0 $2.4M 0.14% -4K -11.3% $81.63 +4.8%
54 FFEB FIRST TR EXCHNG TRADED FD VI 41,911.0 $2.3M 0.14% -989.0 -2.3% $55.85 +8.5%
55 VTIP VANGUARD MALVERN FDS 46,577.0 $2.3M 0.13% -12K -20.1% $49.95 +0.5%
56 ESGU ISHARES TR 15,784.0 $2.2M 0.13% -137.0 -0.9% $141.42 +15.1%
57 VTV VANGUARD INDEX FDS 11,266.0 $2.2M 0.13% -569.0 -4.8% $196.20 +7.5%
58 SPYD SPDR SERIES TRUST 48,361.0 $2.2M 0.13% -1K -2.5% $45.52 +4.8%
59 IWD ISHARES TR 9,911.0 $2.1M 0.12% -251.0 -2.5% $213.67 +10.6%
60 QTEC FIRST TR EXCHANGE-TRADED FD 9,740.0 $2.1M 0.12% -544.0 -5.3% $215.98 +41.0%
Page 3 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%