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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 1 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 QQQ INVESCO QQQ TR Financial Services 54,916.0 $31.7M 1.83% -669.0 -1.2% $577.17 +23.8%
2 SPY STATE STR SPDR S&P 500 ETF T Financial Services 46,742.0 $30.4M 1.75% -1K -2.7% $650.34 +14.2%
3 SCHD SCHWAB STRATEGIC TR 908,819.0 $27.9M 1.61% -57K -5.9% $30.68 +5.1%
4 VEA VANGUARD TAX-MANAGED FDS 312,947.0 $20.1M 1.16% -11K -3.3% $64.08 +10.3%
5 IVE ISHARES TR 94,899.0 $20.0M 1.16% -7K -6.9% $211.15 +7.1%
6 IEMG ISHARES INC 253,252.0 $17.7M 1.02% -21K -7.5% $69.75 +15.5%
7 JNJ JOHNSON & JOHNSON Healthcare 69,190.0 $16.9M 0.98% -3K -3.6% $244.44 -5.2%
8 DYNF BLACKROCK ETF TRUST 285,180.0 $16.6M 0.96% -42K -12.7% $58.18 +14.3%
9 ABBV ABBVIE INC Healthcare 71,921.0 $15.6M 0.90% -466.0 -0.6% $217.49 -1.3%
10 VYMI VANGUARD WHITEHALL FDS 151,870.0 $14.3M 0.83% -8K -4.9% $94.24 +6.3%
11 VWO VANGUARD INTL EQUITY INDEX F 236,054.0 $12.8M 0.74% -6K -2.4% $54.05 +8.6%
12 VIG VANGUARD SPECIALIZED FUNDS 57,460.0 $12.4M 0.71% -1K -1.8% $215.06 +7.4%
13 PWB INVESCO EXCHANGE TRADED FD T 86,807.0 $10.9M 0.63% -866.0 -1.0% $125.93 +22.3%
14 GSLC GOLDMAN SACHS ETF TR 81,641.0 $10.2M 0.59% -14K -14.4% $125.13 +12.6%
15 WMT WALMART INC Consumer Defensive 80,203.0 $10.0M 0.57% -901.0 -1.1% $124.28 +5.3%
16 MO ALTRIA GROUP INC Consumer Defensive 148,761.0 $9.8M 0.57% -2K -1.4% $65.99 +11.7%
17 TLH ISHARES TR 82,747.0 $8.3M 0.48% -12K -13.1% $100.72 -2.4%
18 GLD SPDR GOLD TR Financial Services 17,756.0 $7.6M 0.44% -339.0 -1.9% $430.29 -3.1%
19 SPYM SPDR SERIES TRUST 99,038.0 $7.6M 0.44% -2K -2.5% $76.54 +14.2%
20 DIVO AMPLIFY ETF TR 165,067.0 $7.4M 0.43% -4K -2.1% $44.85 +2.3%
Page 1 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%