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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 5 of 5  ·  97 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 EAGG ISHARES TR 4,558.0 $217K 0.01% NEW $47.55 -0.9%
82 DAL DELTA AIR LINES INC Industrials 3,260.0 $217K 0.01% NEW $66.48 +14.5%
83 CTVA CORTEVA INC Basic Materials 2,555.0 $214K 0.01% NEW $83.72 -5.0%
84 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 5,685.0 $213K 0.01% NEW $37.44 +1.3%
85 TROW PRICE T ROWE GROUP INC Financial Services 2,331.0 $210K 0.01% NEW $90.14 +14.7%
86 TOTALENERGIES SE 2,309.0 $210K 0.01% NEW $90.98
87 ENB ENBRIDGE INC Energy 3,880.0 $210K 0.01% NEW $54.14 +7.2%
88 WU WESTERN UN CO Financial Services 23,787.0 $208K 0.01% NEW $8.73 -4.1%
89 MCK MCKESSON CORP Healthcare 237.0 $205K 0.01% NEW $865.24 -11.5%
90 WES WESTERN MIDSTREAM PARTNERS L Energy 4,951.0 $204K 0.01% NEW $41.17 +11.8%
91 OUSM ALPS ETF TR 4,648.0 $203K 0.01% NEW $43.74 +6.4%
92 BUD ANHEUSER BUSCH INBEV SA NV Consumer Defensive 2,892.0 $201K 0.01% NEW $69.37 +20.3%
93 ONDS ONDAS INC Technology 18,100.0 $164K 0.01% NEW $9.04 +0.2%
94 PUTNAM ETF TRUST 15,000.0 $149K 0.01% NEW $9.90
95 UAMY UNITED STATES ANTIMONY CORP Basic Materials 13,000.0 $113K 0.01% NEW $8.73 -3.6%
96 NEWT NEWTEKONE INC Financial Services 10,203.0 $112K 0.01% NEW $10.95 +22.2%
97 GENI GENIUS SPORTS LIMITED Communication Services 18,821.0 $83K 0.01% NEW $4.43 +20.8%
Page 5 of 5  ·  97 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%