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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 7 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 DUBS ETF SER SOLUTIONS 49,282.0 $1.8M 0.10% +19K +63.3% $36.06 +15.5%
122 AMD ADVANCED MICRO DEVICES INC Technology 8,713.0 $1.8M 0.10% +837.0 +10.6% $203.42 +129.8%
123 IJT ISHARES TR 12,145.0 $1.8M 0.10% +404.0 +3.4% $144.70 +11.9%
124 EWX SPDR INDEX SHS FDS 26,203.0 $1.7M 0.10% +462.0 +1.8% $66.12 +12.2%
125 HYMB SPDR SERIES TRUST 65,966.0 $1.6M 0.09% +3K +4.3% $24.80 +0.6%
126 ABT ABBOTT LABORATORIES Healthcare 15,806.0 $1.6M 0.09% +2K +16.5% $102.67 -14.9%
127 FXU FIRST TR EXCHANGE-TRADED FD 32,534.0 $1.6M 0.09% +2K +6.2% $49.59 -1.4%
128 ETF SER SOLUTIONS 59,745.0 $1.6M 0.09% +1K +2.4% $26.60
129 OKE ONEOK INC NEW Energy 16,833.0 $1.5M 0.09% +3K +21.8% $90.39 +4.0%
130 GE GE AEROSPACE Industrials 5,288.0 $1.5M 0.09% +2K +45.2% $283.79 +6.7%
131 MS MORGAN STANLEY Financial Services 8,941.0 $1.5M 0.09% +224.0 +2.6% $164.57 +22.2%
132 IWM ISHARES TR 5,809.0 $1.4M 0.08% +365.0 +6.7% $247.98 +15.0%
133 ORCL ORACLE CORP Technology 9,553.0 $1.4M 0.08% +857.0 +9.9% $147.11 +30.6%
134 VOOV VANGUARD ADMIRAL FDS INC 6,855.0 $1.4M 0.08% +839.0 +13.9% $203.78 +8.0%
135 FIRST TR EXCHANGE TRADED FD 59,224.0 $1.4M 0.08% +4K +6.4% $22.95
136 IGIB ISHARES TR 25,479.0 $1.4M 0.08% +11K +81.3% $53.22 -0.7%
137 VBK VANGUARD INDEX FDS 4,350.0 $1.3M 0.08% +310.0 +7.7% $302.26 +14.8%
138 EXPE EXPEDIA GROUP INC Consumer Cyclical 5,632.0 $1.3M 0.07% +456.0 +8.8% $230.89 -7.0%
139 SPSM SPDR SERIES TRUST 26,670.0 $1.3M 0.07% +164.0 +0.6% $48.32 +10.6%
140 APH AMPHENOL CORP Technology 10,110.0 $1.3M 0.07% +177.0 +1.8% $126.35 +4.5%
Page 7 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%