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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 15 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 QBTS D-WAVE QUANTUM INC Technology 10,392.0 $150K 0.01% +93.0 +0.9% $14.43 +33.7%
282 ELECTROVAYA INC 14,772.0 $116K 0.01% +2K +14.9% $7.82
283 AIOT POWERFLEET INC Technology 26,465.0 $82K 0.01% +11K +72.7% $3.08 +6.5%
284 ACHR ARCHER AVIATION INC Industrials 13,439.0 $69K 0.00% +825.0 +6.5% $5.17 +18.4%
285 BLZE BACKBLAZE INC Technology 16,686.0 $58K 0.00% +541.0 +3.4% $3.45 +113.6%
286 PSEC PROSPECT CAP CORP Financial Services 20,788.0 $54K 0.00% +3K +15.3% $2.61 -15.7%
Page 15 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%