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Portfolio (Quarterly) Guide ↗

Annex Advisory Services, LLC

· CIK 0001542287
13F Portfolio $5.2B AUM Filed Jan 26, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 357 New
Page 17 of 18  ·  357 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 PRU PRUDENTIAL FINL INC Financial Services 2,118.0 $239K 0.01% NEW $112.91 +5.0%
322 ET ENERGY TRANSFER L P Energy 14,377.0 $237K 0.01% NEW $16.49 +22.8%
323 XLI SELECT SECTOR SPDR TR 1,527.0 $237K 0.01% NEW $155.12 +15.2%
324 TFC TRUIST FINL CORP Financial Services 4,805.0 $236K 0.01% NEW $49.21 +4.4%
325 VTEB VANGUARD MUN BD FDS 4,679.0 $235K 0.00% NEW $50.29 -0.7%
326 EMR EMERSON ELEC CO Industrials 1,771.0 $235K 0.00% NEW $132.75 +4.9%
327 DUK DUKE ENERGY CORP NEW Utilities 1,996.0 $234K 0.00% NEW $117.20 +7.4%
328 INTC INTEL CORP Technology 6,327.0 $233K 0.00% NEW $36.90 +185.8%
329 FNDC SCHWAB STRATEGIC TR 5,236.0 $233K 0.00% NEW $44.55 +9.3%
330 BMY BRISTOL-MYERS SQUIBB CO Healthcare 4,313.0 $233K 0.00% NEW $53.93 +13.0%
331 IEFA ISHARES TR 2,590.0 $232K 0.00% NEW $89.47 +8.3%
332 ARCC ARES CAPITAL CORP Financial Services 11,300.0 $229K 0.00% NEW $20.23 -6.3%
333 ONEQ FIDELITY COMWLTH TR 2,500.0 $228K 0.00% NEW $91.40 +11.3%
334 SCHF SCHWAB STRATEGIC TR 9,490.0 $228K 0.00% NEW $24.04 +13.7%
335 DFAC DIMENSIONAL ETF TRUST 5,724.0 $227K 0.00% NEW $39.59 +12.3%
336 FICO FAIR ISAAC CORP Technology 134.0 $227K 0.00% NEW $1690.62 -27.4%
337 MGK VANGUARD WORLD FD 548.0 $226K 0.00% NEW $412.77 -78.8%
338 AOA ISHARES TR 2,522.0 $226K 0.00% NEW $89.56 +8.0%
339 FOUR SHIFT4 PMTS INC Technology 3,537.0 $223K 0.00% NEW $62.97 -22.0%
340 EATON VANCE TAX-MANAGED GLOB 24,004.0 $221K 0.00% NEW $9.22
Page 17 of 18  ·  357 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Financial Services 15.5%
Consumer Cyclical 13.6%
Communication Services 11.9%
Healthcare 10.0%
Basic Materials 4.3%
Energy 3.8%
Consumer Defensive 3.3%
Industrials 3.1%
Utilities 1.1%