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Portfolio (Quarterly) Guide ↗

Modera Wealth Management, LLC

· CIK 0001542143
13F Portfolio $9.4B AUM 650 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 47 New 171 Added 276 Reduced 32 Exited
Page 33 of 33  ·  650 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 GAB GABELLI EQUITY TR INC Financial Services 17,200.0 $97K 0.00% $5.66 +0.9%
642 ODV OSISKO DEVELOPMENT CORP Basic Materials 35,218.0 $87K 0.00% $2.46 -7.3%
643 CXM SPRINKLR INC Technology 15,141.0 $78K 0.00% $5.16 +33.9%
644 GGRP GLIMPSE GROUP INC Technology 82,143.0 $63K 0.00% $0.77 +15.6%
645 PSEC PROSPECT CAP CORP Financial Services 26,334.0 $61K 0.00% $2.31 -2.6%
646 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 12,231.0 $59K 0.00% -2K -14.2% $4.84 +11.0%
647 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 11,696.0 $58K 0.00% $4.99 +3.2%
648 LITHIUM AMERS CORP NEW 14,500.0 $56K 0.00% $3.85
649 INMB INMUNE BIO INC Healthcare 17,575.0 $29K $1.63 +29.4%
650 BNC CEA INDUSTRIES INC Industrials 20,000.0
Page 33 of 33  ·  650 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 17.7%
Healthcare 11.5%
Consumer Cyclical 9.6%
Industrials 8.2%
Communication Services 8.0%
Consumer Defensive 5.4%
Basic Materials 1.0%
Energy 1.0%
Utilities 0.7%