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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 82 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 BAH BOOZ ALLEN HAMILTON HLDG COR Industrials 11,244.0 $877K 0.00% -29K -71.9% $78.03 -15.0%
1622 SCHC SCHWAB STRATEGIC TR 18,762.0 $877K 0.00% -6K -23.0% $46.74 +5.6%
1623 LOPE GRAND CANYON ED INC Consumer Defensive 5,147.0 $875K 0.00% -2K -28.6% $170.03 -16.7%
1624 FLEX FLEXTRONICS INTL LTD Technology 13,362.0 $875K 0.00% +487.0 +3.8% $65.46 +125.5%
1625 IHI ISHARES TR 16,392.0 $875K 0.00% -476.0 -2.8% $53.35 -8.0%
1626 AROC ARCHROCK INC Energy 25,097.0 $873K 0.00% +213.0 +0.9% $34.80 +6.2%
1627 CURI CURIOSITYSTREAM INC Communication Services 294,980.0 $873K 0.00% $2.96 -14.5%
1628 GLRY NORTHERN LTS FD TR IV 23,528.0 $873K 0.00% -70K -74.8% $37.11 +16.1%
1629 RSI RUSH STREET INTERACTIVE INC Consumer Cyclical 40,089.0 $872K 0.00% +10K +33.8% $21.75 +33.7%
1630 SCHE SCHWAB STRATEGIC TR 26,437.0 $871K 0.00% -10K -27.6% $32.95 +11.9%
1631 AMBA AMBARELLA INC Technology 16,898.0 $870K 0.00% +10K +154.1% $51.48 +35.9%
1632 ZD ZIFF DAVIS INC Communication Services 20,728.0 $870K 0.00% -5K -20.6% $41.96 +5.6%
1633 UTG REAVES UTIL INCOME FD Financial Services 22,081.0 $867K 0.00% -2K -7.2% $39.28 +7.2%
1634 IJAN INNOVATOR ETFS TRUST 23,889.0 $867K 0.00% +8K +51.5% $36.28 +5.1%
1635 SNDX SYNDAX PHARMACEUTICALS INC Healthcare 37,046.0 $865K 0.00% +5K +16.1% $23.36 -18.7%
1636 RIG TRANSOCEAN LTD Energy 130,438.0 $865K 0.00% +56K +75.3% $6.63 -19.9%
1637 AX AXOS FINANCIAL INC Financial Services 10,140.0 $863K 0.00% +184.0 +1.9% $85.09 +3.5%
1638 GTES GATES INDL CORP PLC Industrials 38,145.0 $862K 0.00% -2K -5.8% $22.61 +24.2%
1639 BY BYLINE BANCORP INC Financial Services 27,279.0 $861K 0.00% +2K +9.1% $31.57 +11.3%
1640 GLOB GLOBANT S A Technology 18,616.0 $858K 0.00% +17K +1517.4% $46.11 -33.3%
Page 82 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%