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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 284 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5661 GWAV GREENWAVE TECHNOLOGY SOLUTIO Industrials 1.0 $3.0 $3.00 +11.0%
5662 SNOA SONOMA PHARMACEUTICALS INC Healthcare 1.0 $2.0 $2.00 -48.8%
5663 UTSTARCOM HOLDINGS CORP 1.0 $2.0 $2.00
5664 DEFI DEVELOPMENT CORP 3.0 $2.0 $0.67
5665 DSS INC 1.0 $1.0 $1.00
5666 PERASO INC 1.0 $1.0 $1.00
5667 AIMD AINOS INC Healthcare 1.0 $1.0 $1.00 +49.0%
5668 LITS LITE STRATEGY INC Healthcare 1.0 $1.0 $1.00 +11.0%
5669 PMCB PHARMACYTE BIOTECH INC Healthcare 1.0 $1.0 $1.00 -25.2%
5670 MBIO MUSTANG BIO INC Healthcare 2.0 $1.0 $0.50 +21.4%
5671 JET AI INC 1.0
Page 284 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%