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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 280 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5581 DIANA SHIPPING INC 415.0 $91.0 $0.22
5582 GABELLI EQUITY TR INC 12,830.0 $90.0 NEW $0.01
5583 GLPG GALAPAGOS NV Healthcare 3.0 $90.0 NEW $30.00 -9.3%
5584 ETHU VOLATILITY SHS TR 4.0 $89.0 $22.25 +0.3%
5585 MOMO HELLO GROUP INC Communication Services 15.0 $86.0 NEW $5.73 +6.0%
5586 WHWK WHITEHAWK THERAPEUTICS INC Healthcare 25.0 $86.0 $3.44 +20.1%
5587 NYXOAH S A 29.0 $85.0 NEW $2.93
5588 FNUC FRONTIER NUCLEAR & MINERALS Basic Materials 30.0 $84.0 NEW $2.80 -25.7%
5589 EKSO EKSO BIONICS HLDGS INC Healthcare 7.0 $75.0 NEW $10.71 +10.1%
5590 EAF GRAFTECH INTL LTD SR NT Industrials 11.0 $75.0 -32.0 -74.4% $6.82 +27.5%
5591 HIX WESTERN ASSET HIGH INCOM FD Financial Services 18.0 $72.0 $4.00 -0.9%
5592 CALUMET INC 2.0 $72.0 -3K -99.9% $36.00
5593 METCB RAMACO RES INC Energy 7.0 $71.0 -5.0 -41.7% $10.14 -6.8%
5594 CYN CYNGN INC Technology 42.0 $70.0 $1.67 -16.3%
5595 NOMD NOMAD FOODS LTD Consumer Defensive 7.0 $67.0 NEW $9.57 +7.6%
5596 QRHC QUEST RESOURCE HLDG CORP Industrials 55.0 $65.0 -4.0 -6.8% $1.18 -4.4%
5597 AELUMA INC 5.0 $65.0 -5.0 -50.0% $13.00
5598 PHUN PHUNWARE INC Technology 34.0 $60.0 NEW $1.76 +15.9%
5599 OUTLOOK THERAPEUTICS INC 283.0 $58.0 $0.20
5600 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 12.0 $55.0 -16.0 -57.1% $4.58 +12.7%
Page 280 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%