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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 279 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5561 GGT GABELLI MULTIMEDIA TR INC Financial Services 33.0 $130.0 $3.94 +7.2%
5562 ALXO ALX ONCOLOGY HLDGS INC Healthcare 65.0 $130.0 -31.0 -32.3% $2.00 -1.8%
5563 MMLG FIRST TR EXCHNG TRADED FD VI 4.0 $125.0 $31.25 +14.6%
5564 AKA A K A BRANDS HLDG CORP Consumer Cyclical 12.0 $124.0 -2.0 -14.3% $10.33 +0.2%
5565 CLIMB BIO INC 18.0 $123.0 -11.0 -37.9% $6.83
5566 LPTH LIGHTPATH TECHNOLOGIES INC Technology 12.0 $120.0 $10.00 +33.3%
5567 INDS PACER FDS TR 3.0 $120.0 $40.00 -0.5%
5568 FCEL FUELCELL ENERGY INC Industrials 18.0 $118.0 -33.0 -64.7% $6.56 +196.2%
5569 RSKD RISKIFIED LTD Technology 30.0 $118.0 NEW $3.93 +23.7%
5570 NAUT NAUTILUS BIOTECHNOLOGY INC Healthcare 29.0 $113.0 -26.0 -47.3% $3.90 -38.8%
5571 SDOW PROSHARES TR 3.0 $108.0 $36.00 -21.8%
5572 CANOPY GROWTH CORPORATION 114.0 $108.0 -161.0 -58.5% $0.95
5573 DEFI DEVELOPMENT CORP 32.0 $105.0 $3.28
5574 HRZN HORIZON TECHNOLOGY FIN CORP Financial Services 25.0 $105.0 $4.20 -2.5%
5575 RDWR RADWARE LTD Technology 4.0 $105.0 NEW $26.25 +7.4%
5576 CLM CORNERSTONE STRATEGIC INVEST Financial Services 14.0 $102.0 -151.0 -91.5% $7.29 +3.1%
5577 PRESIDIO PPTY TR INC 5,124.0 $102.0 $0.02
5578 BED BATH & BEYOND INC 175.0 $98.0 -6.0 -3.3% $0.56
5579 ECC EAGLE POINT CREDIT COMPANY I Financial Services 25.0 $94.0 -1K -97.8% $3.76 +8.1%
5580 POLESTAR AUTOMOTIVE HLDG UK 5.0 $92.0 -5.0 -50.0% $18.40
Page 279 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%