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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 272 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5421 WOLF WOLFSPEED INC Technology 51.0 $832.0 +46.0 +920.0% $16.31 +259.3%
5422 MONOPAR THERAPEUTICS INC 15.0 $822.0 +10.0 +200.0% $54.80
5423 LARK LANDMARK BANCORP INC Financial Services 33.0 $818.0 -5.0 -13.2% $24.79 +12.7%
5424 KC KINGSOFT CLOUD HLDGS LTD Technology 61.0 $815.0 -13K -99.5% $13.36 +2.0%
5425 PROK PROKIDNEY CORP Healthcare 455.0 $814.0 -115.0 -20.2% $1.79 -5.5%
5426 SPXT PROSHARES TR 8.0 $810.0 NEW $101.25 +7.1%
5427 BRIGHT MINDS BIOSCIENCES INC 11.0 $803.0 +1.0 +10.0% $73.00
5428 FLOTEK INDUSTRIES INC 47.0 $798.0 +30.0 +176.5% $16.98
5429 GPRO GOPRO INC Technology 1,032.0 $795.0 -896.0 -46.5% $0.77 +28.5%
5430 OXLC OXFORD LANE CAP CORP Financial Services 81.0 $792.0 $9.78 -1.3%
5431 BLNK BLINK CHARGING CO Industrials 1,384.0 $785.0 -161.0 -10.4% $0.57 +46.3%
5432 SBIO ALPS ETF TR 15.0 $785.0 $52.33 +2.8%
5433 USAU U S GOLD CORP Basic Materials 51.0 $775.0 +18.0 +54.5% $15.20 +1.9%
5434 ERO ERO COPPER CORP Basic Materials 29.0 $773.0 NEW $26.66 +0.2%
5435 FLNA FILANA THERAPEUTICS INC Healthcare 455.0 $769.0 $1.69 -23.7%
5436 SFY TIDAL TRUST I 6.0 $749.0 -25.0 -80.7% $124.83 +17.9%
5437 SID COMPANHIA SIDERURGICA NACION Basic Materials 600.0 $744.0 $1.24 +0.8%
5438 HERTZ GLOBAL HLDGS INC 326.0 $743.0 +3.0 +0.9% $2.28
5439 SVOL SIMPLIFY EXCHANGE TRADED FUN 48.0 $738.0 -3K -98.5% $15.38 +4.7%
5440 GLQ CLOUGH GLOBAL EQUITY FD Financial Services 98.0 $736.0 $7.51 +12.0%
Page 272 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%