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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 265 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5281 TMFX RBB FD INC 99.0 $2K -19.0 -16.1% $19.97 +8.1%
5282 OPY OPPENHEIMER HLDGS INC Financial Services 22.0 $2K -2.0 -8.3% $89.18 +8.3%
5283 PRLD PRELUDE THERAPEUTICS INC Healthcare 573.0 $2K -119.0 -17.2% $3.42 +31.6%
5284 MLP MAUI LD & PINEAPPLE INC Real Estate 127.0 $2K +25.0 +24.5% $15.39 +10.6%
5285 SSYS STRATASYS LTD Technology 249.0 $2K $7.81 +7.0%
5286 AMZA ETFIS SER TR I 42.0 $2K $46.10 +3.9%
5287 GPMT GRANITE PT MTG TR INC Real Estate 1,332.0 $2K -892.0 -40.1% $1.45 -4.8%
5288 HOFT HOOKER FURNISHINGS CORPORATI Consumer Cyclical 149.0 $2K -18.0 -10.8% $12.88 +1.4%
5289 GSWO GOLDMAN SACHS ETF TR 34.0 $2K $56.29 +12.1%
5290 ETG EATON VANCE TX ADV GLBL DIV Financial Services 95.0 $2K NEW $20.12 +12.8%
5291 CRMT AMERICAS CAR-MART INC Consumer Cyclical 150.0 $2K +66.0 +78.6% $12.73 -5.0%
5292 WYFI WHITEFIBER INC Technology 160.0 $2K NEW $11.91 +103.1%
5293 CADL CANDEL THERAPEUTICS INC Healthcare 387.0 $2K +350.0 +946.0% $4.90 +61.9%
5294 CCU COMPANIA CERVECERIAS UNIDAS Consumer Defensive 166.0 $2K $11.35 +3.4%
5295 GAIA GAIA INC NEW Communication Services 673.0 $2K +640.0 +1939.4% $2.77 -14.4%
5296 CRF CORNERSTONE TOTAL RETURN FD Financial Services 268.0 $2K $6.95 +3.6%
5297 GEVO GEVO INC Basic Materials 682.0 $2K +518.0 +315.9% $2.73 -37.7%
5298 JFLI J P MORGAN EXCHANGE TRADED F 37.0 $2K NEW $50.16 +6.7%
5299 GGUS GOLDMAN SACHS ETF TR 32.0 $2K $57.97 +15.6%
5300 UDOW PROSHARES TR 36.0 $2K $50.81 +24.3%
Page 265 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%