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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 258 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5141 EMDV PROSHARES TR 78.0 $4K $45.78 +1.9%
5142 XOMA XOMA ROYALTY CORPORATION Healthcare 113.0 $4K -21.0 -15.7% $31.37 +33.8%
5143 ASYS AMTECH SYS INC Technology 301.0 $4K NEW $11.68 +79.4%
5144 LGN LEGENCE CORP Industrials 62.0 $4K NEW $56.47 +45.1%
5145 NL NL INDS INC Industrials 599.0 $3K +250.0 +71.6% $5.83 +19.2%
5146 CMB.TECH NV 276.0 $3K +145.0 +110.7% $12.65
5147 BGR BLACKROCK ENERGY & RES TR Financial Services 201.0 $3K NEW $17.31 -5.2%
5148 RMBI RICHMOND MUT BANCORPORATION Financial Services 256.0 $3K -114.0 -30.8% $13.57 +6.9%
5149 VALU VALUE LINE INC Financial Services 98.0 $3K -16.0 -14.0% $35.29 -4.7%
5150 ONEW ONEWATER MARINE INC Consumer Cyclical 363.0 $3K +248.0 +215.7% $9.45 +12.7%
5151 LOVE LOVESAC COMPANY Consumer Cyclical 231.0 $3K +136.0 +143.2% $14.77 +7.2%
5152 CHARGEPOINT HOLDINGS INC 701.0 $3K +558.0 +390.2% $4.86
5153 IPI INTREPID POTASH INC Basic Materials 79.0 $3K +10.0 +14.5% $42.77 -5.6%
5154 PLX PROTALIX BIOTHERAPEUTICS INC Healthcare 1,534.0 $3K +1K +655.7% $2.17 -7.4%
5155 FDIQ INVESCO EXCH TRADED FD TR II 49.0 $3K +1.0 +2.1% $67.94 +3.5%
5156 HGTY HAGERTY INC Financial Services 315.0 $3K +43.0 +15.8% $10.53 +4.0%
5157 IGA VOYA GLBL ADV & PREM OPP FD Financial Services 346.0 $3K $9.56 +2.6%
5158 ALAI THE ALGER ETF TRUST 100.0 $3K $33.04 +31.7%
5159 XRT SPDR SERIES TRUST 41.0 $3K $80.46 +1.6%
5160 LFT LUMENT FINANCE TRUST INC Real Estate 2,583.0 $3K +2K +270.6% $1.26 -11.1%
Page 258 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%