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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 257 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5121 GSM FERROGLOBE PLC Basic Materials 919.0 $4K +653.0 +245.5% $4.12 -0.2%
5122 AFRI FORAFRIC GLOBAL PLC Consumer Defensive 389.0 $4K +8.0 +2.1% $9.65 +4.0%
5123 IFV FIRST TR EXCHANGE TRADED FD 148.0 $4K NEW $25.27 +9.5%
5124 BALI BLACKROCK ETF TRUST 121.0 $4K +51.0 +72.9% $30.81 +9.7%
5125 LAKE LAKELAND INDS INC Consumer Cyclical 454.0 $4K +397.0 +696.5% $8.19 +20.8%
5126 SMDV PROSHARES TR 54.0 $4K $68.80 +4.5%
5127 DEEP ETF SER SOLUTIONS 102.0 $4K +1.0 +1.0% $36.41 +6.2%
5128 HERD PACER FDS TR 81.0 $4K NEW $45.79 +4.3%
5129 VOX ROYALTY CORP 707.0 $4K +232.0 +48.8% $5.24
5130 NTSK NETSKOPE INC Technology 434.0 $4K +100.0 +29.9% $8.49 +36.3%
5131 CMDY ISHARES U S ETF TR 62.0 $4K $59.42 +4.0%
5132 SCM STELLUS CAP INVT CORP Financial Services 400.0 $4K $9.21 -0.9%
5133 COOK TRAEGER INC Consumer Cyclical 127.0 $4K NEW $29.00 +98.2%
5134 LINEAGE CELL THERAPEUTICS IN 2,329.0 $4K -86.0 -3.6% $1.58
5135 GRFS GRIFOLS S A Healthcare 455.0 $4K -25K -98.2% $8.02 +1.1%
5136 AMRN AMARIN CORP PLC Healthcare 252.0 $4K +160.0 +173.9% $14.46 +0.6%
5137 SRBK SR BANCORP INC Financial Services 215.0 $4K +25.0 +13.2% $16.88 +7.5%
5138 TCI TRANSCONTINENTAL RLTY INVS Real Estate 104.0 $4K -2.0 -1.9% $34.88 +3.4%
5139 HYDR GLOBAL X FDS 100.0 $4K $36.24 +86.8%
5140 HANOVER BANCORP INC 167.0 $4K -42.0 -20.1% $21.59
Page 257 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%