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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 242 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4821 ACLX ARCELLX INC Healthcare 77.0 $9K -124.0 -61.7% $114.82 +0.2%
4822 TEI TEMPLETON EMERGING MKTS INCO Financial Services 1,469.0 $9K $6.01 +3.5%
4823 SEVN SEVEN HILLS REALTY TRUST Real Estate 1,069.0 $9K +815.0 +320.9% $8.22 +1.2%
4824 COPJ SPROTT FDS TR 225.0 $9K $38.97 +7.3%
4825 SANUWAVE HEALTH INC 507.0 $9K +12.0 +2.4% $17.29
4826 IEO ISHARES TR 70.0 $9K -18.0 -20.4% $124.90 -5.4%
4827 EVV EATON VANCE LIMITED DURATION Financial Services 918.0 $9K +499.0 +119.1% $9.45 -2.2%
4828 TE T1 ENERGY INC Industrials 1,974.0 $9K +77.0 +4.1% $4.39 +98.2%
4829 TTEC TTEC HLDGS INC Technology 3,460.0 $9K +2K +184.8% $2.50 +0.0%
4830 FXE INVESCO CURRENCYSHARES EURO Financial Services 81.0 $9K $106.69 +0.5%
4831 SMRT SMARTRENT INC Technology 5,744.0 $9K -7K -53.6% $1.50 -18.0%
4832 EWT ISHARES INC 121.0 $9K $71.09 +32.8%
4833 PBEU TIDAL TR IV 311.0 $9K NEW $27.48 +11.9%
4834 ECAT BLACKROCK ESG CAP ALLC TERM Financial Services 628.0 $9K $13.58 +12.1%
4835 CTEC GLOBAL X FDS 146.0 $9K $58.32 +24.6%
4836 OCGN OCUGEN INC Healthcare 4,699.0 $9K +2K +87.7% $1.81 -25.4%
4837 PACK RANPAK HOLDINGS CORP Consumer Cyclical 2,371.0 $8K +2K +290.0% $3.57 +73.1%
4838 URNM SPROTT FDS TR 134.0 $8K NEW $63.15 -8.0%
4839 VERASTEM INC 1,595.0 $8K +1K +179.8% $5.30
4840 EPM EVOLUTION PETE CORP Energy 1,845.0 $8K +1K +201.0% $4.58 -0.4%
Page 242 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%