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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 230 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4581 PALLADYNE AI CORP 2,490.0 $15K +2K +10000.0% $6.07
4582 VERA VERA THERAPEUTICS INC Healthcare 375.0 $15K +218.0 +138.8% $40.23 -15.4%
4583 SNBR SLEEP NUMBER CORP Consumer Cyclical 8,392.0 $15K +4K +72.2% $1.80 -4.7%
4584 EFC ELLINGTON FINANCIAL INC Real Estate 1,271.0 $15K -8K -86.8% $11.85 +13.8%
4585 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 417.0 $15K +190.0 +83.7% $36.10 +11.0%
4586 SLVP ISHARES INC 423.0 $15K $35.46 -1.4%
4587 PATK PATRICK INDS INC Consumer Cyclical 135.0 $15K +30.0 +28.6% $111.07 -18.2%
4588 CTNM CONTINEUM THERAPEUTICS INC Healthcare 1,145.0 $15K -35.0 -3.0% $13.06 +6.1%
4589 OMER OMEROS CORP Healthcare 1,412.0 $15K +180.0 +14.6% $10.56 +8.5%
4590 INNOVATOR ETFS TRUST 587.0 $15K $25.39
4591 PGP PIMCO GLOBAL STOCKSPLS INCM Financial Services 1,789.0 $15K $8.33 +4.1%
4592 FMAG FIDELITY COVINGTON TRUST 471.0 $15K NEW $31.62 +14.2%
4593 NVAX NOVAVAX INC Healthcare 1,829.0 $15K +970.0 +112.9% $8.14 +13.1%
4594 GHYB GOLDMAN SACHS ETF TR 334.0 $15K NEW $44.57 +0.4%
4595 CPA COPA HOLDINGS SA Industrials 131.0 $15K -128.0 -49.4% $113.61 +20.6%
4596 OSG OCTAVE SPECIALTY GROUP INC Financial Services 3,200.0 $15K -2K -42.8% $4.65 +20.6%
4597 ALTI ALTI GLOBAL INC Financial Services 4,108.0 $15K +2K +110.6% $3.62 -8.8%
4598 OAKTREE SPECIALTY LENDING 1,315.0 $15K -48.0 -3.5% $11.30
4599 TTEQ T ROWE PRICE ETF INC 491.0 $15K +302.0 +159.8% $30.26 +38.9%
4600 IMMR IMMERSION CORP Technology 2,720.0 $15K +1K +69.9% $5.46 +14.8%
Page 230 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%